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First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF

20 hedge funds and large institutions have $33.1M invested in First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more capital invested

Capital invested by funds: $21.7M → $33.1M (+$11.4M)

9% less funds holding

Funds holding: 2220 (-2)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$9.41M +$6.64M +169,791 +290%
CCMH
2
Cornerstone Capital Management Holdings
New York
$6.1M +$5.78M +147,964 New
Morgan Stanley
3
Morgan Stanley
New York
$4.45M +$238K +6,084 +6%
DBT
4
Dubuque Bank & Trust
Iowa
$2.38M -$160K -4,105 -7%
CIA
5
Capital Investment Advisors
Georgia
$2.03M +$184K +4,712 +11%
LPL Financial
6
LPL Financial
California
$1.93M -$1.09K -28 -0.1%
Bank of America
7
Bank of America
North Carolina
$1.78M -$216K -5,537 -11%
Lazard Asset Management
8
Lazard Asset Management
New York
$1.26M +$1.2M +30,700 New
Creative Planning
9
Creative Planning
Kansas
$839K +$757K +19,373 +1,937%
Jane Street
10
Jane Street
New York
$603K -$1M -25,590 -64%
TT
11
Tower Trust
Indiana
$547K +$2.54K +65 +0.5%
SB
12
Suntrust Banks
Georgia
$436K +$90.4K +2,314 +28%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$401K -$805K -20,602 -68%
U
14
UBS
Switzerland
$291K -$51.6K -1,321 -16%
Deutsche Bank
15
Deutsche Bank
Germany
$277K +$8.36K +214 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$265K -$1.26M -32,243 -83%
AIG
17
American International Group
New York
$85.8K -$13.5K -345 -14%
WEC
18
Winslow Evans & Crocker
Massachusetts
$32.3K
SIA
19
SeaBridge Investment Advisors
New Jersey
$25K -$99.3K -2,540 -81%
Citigroup
20
Citigroup
New York
$4K
CA
21
Cetera Advisors
Colorado
-$590K -14,870 Closed
HighTower Advisors
22
HighTower Advisors
Illinois
-$519K -13,061 Closed
Wells Fargo
23
Wells Fargo
California
-$108K -2,719 Closed
ASN
24
Advisory Services Network
Georgia
-$12K -300 Closed

CARZ Hedge Fund Activity: Q1 2014 in Review

20 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF (CARZ) for Q1 2014, worth a combined $33.1M — up 53% from $21.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of CARZ and 2 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 7 added.

The largest buyer was New York Life Investment Management, adding an estimated $6.64M. The largest seller was Royal Bank of Canada, cutting an estimated $1.26M.

  • 20 institutional investors held First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF (CARZ) as of Q1 2014, down from 22 in Q4 2013.
  • Funds reported $33.1M of First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF stock for Q1 2014, up 53% quarter-over-quarter.
  • 2 funds opened new First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF positions in Q1 2014 and 4 closed out, a net change of -2 holders.
  • The largest First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF buyer in Q1 2014 was New York Life Investment Management, an estimated $6.64M added.
  • The largest First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF seller in Q1 2014 was Royal Bank of Canada, an estimated $1.26M sold.

Based on aggregated 13F filings for Q1 2014.