UBS’s First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF CARZ Stock Holding History

UBS’s Portfolio CARZ Stock Details CARZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$260K	Sell	6,897 -8,070	-54%	-$322K	﹤0.01%	4922
2014 Q2	$610K	Buy	14,967 +7,897	+112%	+$315K	﹤0.01%	4028
2014 Q1	$291K	Sell	7,070 -1,321	-16%	-$51.6K	﹤0.01%	4791
2013 Q4	$333K	Buy	8,391 +814	+11%	+$32K	﹤0.01%	4748
2013 Q3	$295K	Sell	7,577 -10,872	-59%	-$406K	﹤0.01%	4718
2013 Q2	$629K	Buy	+18,449	New	+$609K	﹤0.01%	3850

Other funds holding CARZ

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Xponance Philadelphia, Pennsylvania $14.1B AUM 30.11% 1-Year Est. Return

New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return

CCMH

Cornerstone Capital Management Holdings New York $14.3B AUM 33.3% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

UBS's CARZ Position: Q3 2014 in Review

UBS reduced its First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF (CARZ) stake by 54% in Q3 2014, selling an estimated $322K and leaving 6,897 shares worth $260K. The position accounts for ﹤0.01% of the portfolio, ranked #4922.

UBS first reported a position in CARZ in Q2 2013 and has held it in 6 quarters since. The position peaked at $629K in Q2 2013. 28 funds tracked by Wall St. Rank hold CARZ as of Q3 2014.

UBS held 6,897 shares of First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF worth $260K as of Q3 2014.
UBS sold 8,070 First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF shares in Q3 2014, an estimated $322K.
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4922 holding.
UBS first reported a position in First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF position peaked at $629K in Q2 2013.
28 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.