Dubuque Bank & Trust’s First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF CARZ Stock Holding History

Dubuque Bank & Trust’s Portfolio CARZ Stock Details CARZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-13	Closed	–	–	636
2017 Q2	$0	Hold	13	–	–	﹤0.01%	625
2017 Q1	$0	Hold	13	–	–	﹤0.01%	645
2016 Q4	$0	Hold	13	–	–	﹤0.01%	549
2016 Q3	$0	Hold	13	–	–	﹤0.01%	538
2016 Q2	$0	Sell	13 -40	-75%	-$1.29K	﹤0.01%	565
2016 Q1	$2K	Sell	53 -23,105	-100%	-$736K	﹤0.01%	579
2015 Q4	$839K	Sell	23,158 -528	-2%	-$19.3K	0.18%	109
2015 Q3	$789K	Sell	23,686 -2,786	-11%	-$101K	0.17%	116
2015 Q2	$1.03M	Sell	26,472 -2,535	-9%	-$104K	0.19%	107
2015 Q1	$1.17M	Sell	29,007 -21,043	-42%	-$823K	0.18%	104
2014 Q4	$1.87M	Sell	50,050 -5,490	-10%	-$204K	0.3%	60
2014 Q3	$2.1M	Sell	55,540 -1,170	-2%	-$46.7K	0.35%	63
2014 Q2	$2.31M	Sell	56,710 -950	-2%	-$37.9K	0.36%	62
2014 Q1	$2.38M	Sell	57,660 -4,105	-7%	-$160K	0.43%	61
2013 Q4	$2.45M	Buy	61,765 +330	+0.5%	+$13K	0.43%	61
2013 Q3	$2.39M	Sell	61,435 -8,010	-12%	-$299K	0.45%	55
2013 Q2	$2.37M	Buy	+69,445	New	+$2.29M	0.47%	53

Other funds holding CARZ

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Dubuque Bank & Trust's CARZ Position: Q3 2017 in Review

Dubuque Bank & Trust sold out of First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF (CARZ) in Q3 2017, closing a stake of 13 shares.

Dubuque Bank & Trust first reported a position in CARZ in Q2 2013 and held it in 17 quarters. The position peaked at $2.45M in Q4 2013. 19 funds tracked by Wall St. Rank hold CARZ as of Q3 2017.

Dubuque Bank & Trust reported no remaining First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF position as of Q3 2017 after selling out during the quarter.
Dubuque Bank & Trust sold 13 First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF shares in Q3 2017.
Dubuque Bank & Trust first reported a position in First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF in Q2 2013 and held it in 17 quarters.
Dubuque Bank & Trust's First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF position peaked at $2.45M in Q4 2013.
19 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF as of Q3 2017.

Based on Dubuque Bank & Trust's 13F filing for Q3 2017, filed 13 Oct 2017.