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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$401M
AUM Growth
+$75M
Cap. Flow
+$59.9M
Cap. Flow %
14.96%
Top 10 Hldgs %
44.62%
Holding
172
New
17
Increased
37
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$25.5M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$13.2M
3
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$11.6M
4
IYW icon
iShares US Technology ETF
IYW
+$11M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$8.85M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.67M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$7.43M
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$6.49M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.25M

Sector Composition

Rank Sector Weight
1 Real Estate 3.97%
2 Consumer Staples 0.88%
3 Healthcare 0.75%
4 Financials 0.55%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXP icon
151
Boston Properties
BXP
$10.8B
– –
-900
Closed -$96K
EEMV icon
152
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.6B
– –
-23,998
Closed -$1.41M
EFAV icon
153
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
– –
-22,730
Closed -$1.39M
EIDO icon
154
iShares MSCI Indonesia ETF
EIDO
$492M
– –
-8,149
Closed -$192K
HYD icon
155
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-108,236
Closed -$6.33M
IEI icon
156
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-50,964
Closed -$6.18M
MBB icon
157
iShares MBS ETF
MBB
$39B
– –
-23,824
Closed -$2.52M
PDN icon
158
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
– –
-103,791
Closed -$2.82M
PRF icon
159
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
– –
-414,210
Closed -$6.25M
PRFZ icon
160
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.9B
– –
-362,400
Closed -$6.49M
PRGO icon
161
Perrigo
PRGO
$1.76B
– –
-1,800
Closed -$222K
PSA icon
162
Public Storage
PSA
$60.4B
– –
-1,300
Closed -$209K
PXF icon
163
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.97B
– –
-25,352
Closed -$1.05M
PXH icon
164
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.97B
– –
-156,234
Closed -$3.17M
SPY icon
165
State Street SPDR S&P 500 ETF Trust
SPY
$809B
– –
-43,351
Closed -$7.67M
TIP icon
166
iShares TIPS Bond ETF
TIP
$14.7B
– –
-66,026
Closed -$7.43M
VTIP icon
167
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-78,377
Closed -$3.87M
XLK icon
168
State Street Technology Select Sector SPDR ETF
XLK
$124B
– –
-201,358
Closed -$3.23M
FRN
169
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-23,800
Closed -$397K
YHOO
170
DELISTED
Yahoo Inc
YHOO
– –
-5,200
Closed -$172K
PCL
171
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-3,400
Closed -$159K
3 4 5 6
7

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IFP
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SSA
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FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
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CM
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JFG
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TI
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SAM
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New York Life Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, New York Life Investment Management held 172 positions worth $401M, up 23% from $326M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management deployed $59.9M of net new capital in Q4 2013, opening 17 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, down from 4.7% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $5.09M trimmed.

  • New York Life Investment Management's largest Q4 2013 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.
  • New York Life Investment Management added most to Invesco S&P Spin-Off ETF in Q4 2013, an estimated $11.6M increase.
  • New York Life Investment Management's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $5.09M.
  • New York Life Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $7.67M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $401M portfolio in Q4 2013.
  • New York Life Investment Management opened 17 new positions and closed 22 in Q4 2013.
  • New York Life Investment Management's portfolio value rose 23% quarter-over-quarter to $401M.

Based on New York Life Investment Management's 13F filing for Q4 2013, filed 18 Feb 2014.