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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-1.91%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$863M
AUM Growth
-$49M
Cap. Flow
-$30M
Cap. Flow %
-3.47%
Top 10 Hldgs %
78.09%
Holding
42
New
–
Increased
17
Reduced
10
Closed
8

Top Buys

Rank Stock Value
1
GRES
IQ ARB Global Resources
GRES
+$14.8M
2
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$7.78M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$1.37M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$1.36M
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$1.05M

Top Sells

Rank Stock Value
1
AGGP
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
+$29.5M
2
ESRX
Express Scripts Holding Company
ESRX
+$15.7M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.14M
4
AGGE
IQ Enhanced Core Bond U.S. ETF
AGGE
+$2.14M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.74M

Sector Composition

Rank Sector Weight
1 Healthcare 6.03%
2 Energy 0.28%
3 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDA icon
26
iShares MSCI India ETF
INDA
$6.58B
$1.76M 0.2%
65,770
+6,414
+11% +$178K
QED
27
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$1.58M 0.18%
80,000
– –
QLS
28
DELISTED
IQ Hedge Long/Short Tracker ETF
QLS
$1.55M 0.18%
80,000
– –
FM
29
DELISTED
iShares Frontier and Select EM ETF
FM
$1.54M 0.18%
61,888
-6
-0% -$151
GLIN icon
30
VanEck India Growth Leaders ETF
GLIN
$93.4M
$1.33M 0.15%
32,534
+3,537
+12% +$157K
EPHE icon
31
iShares MSCI Philippines ETF
EPHE
$148M
$1.32M 0.15%
40,741
+4,273
+12% +$145K
AFK icon
32
VanEck Africa Index ETF
AFK
$104M
$876K 0.1%
44,242
-36
-0.1% -$717
EPOL icon
33
iShares MSCI Poland ETF
EPOL
$825M
$772K 0.09%
42,608
+1,284
+3% +$22.9K
IPG
34
DELISTED
Interpublic Group of Companies
IPG
$178K 0.02%
7,584
– –
CSD icon
35
Invesco S&P Spin-Off ETF
CSD
$232M
– –
-33,877
Closed -$1.45M
FNX icon
36
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
– –
-6,848
Closed -$362K
GSLC icon
37
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
– –
-36,446
Closed -$1.59M
IVV icon
38
iShares Core S&P 500 ETF
IVV
$904B
– –
-664
Closed -$144K
IYF icon
39
iShares US Financials ETF
IYF
$4.41B
– –
-31,858
Closed -$1.43M
SPY icon
40
State Street SPDR S&P 500 ETF Trust
SPY
$809B
– –
-4,028
Closed -$871K
VGT icon
41
Vanguard Information Technology ETF
VGT
$149B
– –
-115,776
Closed -$1.74M
VOX icon
42
Vanguard Communication Services ETF
VOX
$5.78B
– –
-10,674
Closed -$1.01M
1
2

Similar funds

IFP
Independent Franchise Partners London, United Kingdom $14.3B AUM 3.49% 1-Year Est. Return
SSA
Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return
FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return
TI
Trexquant Investment Stamford, Connecticut $13.9B AUM 31.98% 1-Year Est. Return
SAM
Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return

New York Life Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, New York Life Investment Management held 42 positions worth $863M, down 5.4% from $912M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

New York Life Investment Management withdrew a net $30M in Q4 2016, closing 8 positions and reducing 10 holdings. Its most notable exit was Vanguard Information Technology ETF, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6% of assets, down from 7.5% a quarter earlier, followed by Energy and Communication Services.

Against the trend, New York Life Investment Management added an estimated $14.8M to IQ ARB Global Resources.

  • New York Life Investment Management added most to IQ ARB Global Resources in Q4 2016, an estimated $14.8M increase.
  • New York Life Investment Management's biggest Q4 2016 reduction was IQ Enhanced Core Plus Bond U.S. ETF, cutting an estimated $29.5M.
  • New York Life Investment Management fully exited Vanguard Information Technology ETF in Q4 2016, selling an estimated $1.74M.
  • New York Life Investment Management's ten largest holdings make up 78% of its $863M portfolio in Q4 2016.
  • New York Life Investment Management opened 0 new positions and closed 8 in Q4 2016.
  • New York Life Investment Management's portfolio value fell 5.4% quarter-over-quarter to $863M.

Based on New York Life Investment Management's 13F filing for Q4 2016, filed 15 Feb 2017.