New York Life Investment Management’s IQ Hedge Event-Driven Tracker ETF QED Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-80,000	Closed	-$1.58M	–	31
2016 Q4	$1.58M	Hold	80,000	–	–	0.18%	27
2016 Q3	$1.63M	Hold	80,000	–	–	0.18%	28
2016 Q2	$1.57M	Hold	80,000	–	–	0.18%	43
2016 Q1	$1.55M	Hold	80,000	–	–	0.23%	43
2015 Q4	$1.52M	Buy	+80,000	New	+$1.52M	0.23%	43