We are live on ! Find out more
NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$912M
AUM Growth
+$15.4M
Cap. Flow
+$1.62M
Cap. Flow %
0.18%
Top 10 Hldgs %
77.82%
Holding
56
New
2
Increased
13
Reduced
21
Closed
14

Top Buys

Rank Stock Value
1
AGGP
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
+$78.6M
2
GRES
IQ ARB Global Resources
GRES
+$46.9M
3
HFXI icon
NYLI FTSE International Equity Currency Neutral ETF
HFXI
+$23.6M
4
QGTA
IQ Leaders GTAA Tracker ETF
QGTA
+$16.7M
5
AGGE
IQ Enhanced Core Bond U.S. ETF
AGGE
+$11.5M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29M
3
AMT icon
American Tower
AMT
+$22M
4
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$18.2M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.6M

Sector Composition

Rank Sector Weight
1 Healthcare 7.54%
2 Energy 0.26%
3 Communication Services 0.02%
4 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDA icon
26
iShares MSCI India ETF
INDA
$6.58B
$1.75M 0.19%
59,356
-6,832
-10% -$200K
VGT icon
27
Vanguard Information Technology ETF
VGT
$151B
$1.74M 0.19%
115,776
-72,816
-39% -$1.06M
QED
28
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$1.63M 0.18%
80,000
– –
FM
29
DELISTED
iShares Frontier and Select EM ETF
FM
$1.59M 0.17%
61,894
-7,059
-10% -$176K
GSLC icon
30
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$1.59M 0.17%
36,446
-14,641
-29% -$639K
QLS
31
DELISTED
IQ Hedge Long/Short Tracker ETF
QLS
$1.55M 0.17%
80,000
– –
CSD icon
32
Invesco S&P Spin-Off ETF
CSD
$235M
$1.45M 0.16%
33,877
-16,058
-32% -$676K
IYF icon
33
iShares US Financials ETF
IYF
$4.44B
$1.43M 0.16%
+31,858
New +$1.43M
EPHE icon
34
iShares MSCI Philippines ETF
EPHE
$146M
$1.36M 0.15%
36,468
-3,937
-10% -$153K
GLIN icon
35
VanEck India Growth Leaders ETF
GLIN
$93.5M
$1.35M 0.15%
28,997
-3,093
-10% -$139K
VOX icon
36
Vanguard Communication Services ETF
VOX
$5.88B
$1.01M 0.11%
10,674
-3,939
-27% -$382K
AFK icon
37
VanEck Africa Index ETF
AFK
$104M
$918K 0.1%
44,278
-7,299
-14% -$150K
SPY icon
38
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$871K 0.1%
4,028
-1,605
-28% -$347K
EPOL icon
39
iShares MSCI Poland ETF
EPOL
$813M
$753K 0.08%
41,324
-3,929
-9% -$70.5K
FNX icon
40
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$362K 0.04%
6,848
-2,872
-30% -$151K
IPG
41
DELISTED
Interpublic Group of Companies
IPG
$170K 0.02%
7,584
– –
IVV icon
42
iShares Core S&P 500 ETF
IVV
$910B
$144K 0.02%
664
-4,004
-86% -$871K
AGG icon
43
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-257,633
Closed -$29M
AMT icon
44
American Tower
AMT
$81.2B
– –
-193,752
Closed -$22M
BND icon
45
Vanguard Total Bond Market
BND
$162B
– –
-344,383
Closed -$29M
EFA icon
46
iShares MSCI EAFE ETF
EFA
$80.3B
– –
-168,650
Closed -$9.41M
IEF icon
47
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-129,371
Closed -$14.6M
IWB icon
48
iShares Russell 1000 ETF
IWB
$50.5B
– –
-60,836
Closed -$7.11M
IWV icon
49
iShares Russell 3000 ETF
IWV
$20.6B
– –
-57,335
Closed -$7.11M
JNK icon
50
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
– –
-67,344
Closed -$7.21M
1
2
3

Similar funds

SSA
Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return
FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return
TI
Trexquant Investment Stamford, Connecticut $13.9B AUM 31.98% 1-Year Est. Return
SAM
Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return
WHG
Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

New York Life Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, New York Life Investment Management held 56 positions worth $912M, up 1.7% from $897M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

New York Life Investment Management's Q3 2016 filing shows 2 new, 13 increased, 21 reduced and 14 closed positions. Its largest new stake was Halcon Resources Corporation: 257,329 shares worth $2.41M. The largest sale was Vanguard Total Bond Market, an estimated $29M.

By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 8.4% a quarter earlier, followed by Energy and Communication Services.

  • New York Life Investment Management's largest Q3 2016 buy was Halcon Resources Corporation: 257,329 shares worth $2.41M.
  • New York Life Investment Management added most to IQ Enhanced Core Plus Bond U.S. ETF in Q3 2016, an estimated $78.6M increase.
  • New York Life Investment Management's biggest Q3 2016 reduction was iShares Intermediate Government/Credit Bond ETF, cutting an estimated $18.2M.
  • New York Life Investment Management fully exited Vanguard Total Bond Market in Q3 2016, selling an estimated $29M.
  • New York Life Investment Management's ten largest holdings make up 78% of its $912M portfolio in Q3 2016.
  • New York Life Investment Management opened 2 new positions and closed 14 in Q3 2016.
  • New York Life Investment Management's portfolio value rose 1.7% quarter-over-quarter to $912M.

Based on New York Life Investment Management's 13F filing for Q3 2016, filed 8 Nov 2016.