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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$836M
AUM Growth
+$228M
Cap. Flow
+$213M
Cap. Flow %
25.5%
Top 10 Hldgs %
43.23%
Holding
294
New
96
Increased
33
Reduced
83
Closed
33

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$45.9M
2
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$43.4M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$36.2M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$21.1M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$29.3M
2
GURU icon
Global X Guru Index ETF
GURU
+$15.5M
3
PBP icon
Invesco S&P 500 BuyWrite ETF
PBP
+$12M
4
CARZ icon
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
+$10.9M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$9.68M

Sector Composition

Rank Sector Weight
1 Real Estate 3.11%
2 Communication Services 1.64%
3 Healthcare 1.01%
4 Consumer Staples 0.86%
5 Technology 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
251
US Bancorp
USB
$102B
$63K 0.01%
1,400
– –
ARG
252
DELISTED
Airgas Inc
ARG
$58K 0.01%
500
– –
URBN icon
253
Urban Outfitters
URBN
$6.53B
$49K 0.01%
+1,400
New +$45.4K
SPLV icon
254
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$48K 0.01%
1,257
+8
+0.6% +$293
STRP
255
DELISTED
Straight Path Communications Inc.
STRP
$45K 0.01%
2,398
-661
-22% -$12.5K
SZMK
256
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$38K ﹤0.01%
+6,008
New +$36.1K
VTR icon
257
Ventas
VTR
$46.3B
$29K ﹤0.01%
+350
New +$27.6K
BIDU icon
258
Baidu
BIDU
$35.5B
$22K ﹤0.01%
+97
New +$22.2K
EIX icon
259
Edison International
EIX
$27.2B
$13K ﹤0.01%
200
– –
BSTG
260
DELISTED
Biostage, Inc. Common Stock
BSTG
$5K ﹤0.01%
1,464
-346
-19% -$1.71K
APH icon
261
Amphenol
APH
$204B
– –
-800
Closed -$10K
BDX icon
262
Becton Dickinson
BDX
$49.6B
– –
-2,153
Closed -$239K
CARZ icon
263
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.8M
– –
-289,545
Closed -$10.9M
COP icon
264
ConocoPhillips
COP
$150B
– –
-1,500
Closed -$115K
CPB icon
265
Campbell Soup
CPB
$6.94B
– –
-3,700
Closed -$158K
CVX icon
266
Chevron
CVX
$388B
– –
-1,500
Closed -$179K
ELV icon
267
Elevance Health
ELV
$86.4B
– –
-1,000
Closed -$120K
HRL icon
268
Hormel Foods
HRL
$13.4B
– –
-9,600
Closed -$247K
HUM icon
269
Humana
HUM
$46.2B
– –
-900
Closed -$117K
INTC icon
270
Intel
INTC
$527B
– –
-11,400
Closed -$397K
KDP icon
271
Keurig Dr Pepper
KDP
$42.3B
– –
-2,200
Closed -$141K
MCHP icon
272
Microchip Technology
MCHP
$42.2B
– –
-10,800
Closed -$255K
NRG icon
273
NRG Energy
NRG
$25.2B
– –
-13,300
Closed -$405K
OKE icon
274
Oneok
OKE
$58.4B
– –
-7,400
Closed -$485K
OXY icon
275
Occidental Petroleum
OXY
$57.7B
– –
-313
Closed -$29K
8 9 10
11
12

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FGP
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BIP
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CM
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JFG
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TI
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SAM
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WHG
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New York Life Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, New York Life Investment Management held 294 positions worth $836M, up 38% from $607M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

New York Life Investment Management deployed $213M of net new capital in Q4 2014, opening 96 new positions and adding to 33 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 401,713 shares worth $48.1M.

By sector, the portfolio is most concentrated in Real Estate at 3.1% of assets, down from 4% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $29.3M trimmed.

  • New York Life Investment Management's largest Q4 2014 buy was iShares Russell 2000 ETF: 401,713 shares worth $48.1M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $21.1M increase.
  • New York Life Investment Management's biggest Q4 2014 reduction was iShares US Home Construction ETF, cutting an estimated $29.3M.
  • New York Life Investment Management fully exited Invesco S&P 500 BuyWrite ETF in Q4 2014, selling an estimated $12M.
  • New York Life Investment Management's ten largest holdings make up 43% of its $836M portfolio in Q4 2014.
  • New York Life Investment Management opened 96 new positions and closed 33 in Q4 2014.
  • New York Life Investment Management's portfolio value rose 38% quarter-over-quarter to $836M.

Based on New York Life Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.