National Planning Corporation’s Vanguard S&P Mid-Cap 400 ETF IVOO Stock Holding History

National Planning Corporation’s Portfolio IVOO Stock Details IVOO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-3,718	Closed	-$225K	–	322
2017 Q3	$225K	Sell	3,718 -4,622	-55%	-$272K	0.02%	597
2017 Q2	$493K	Sell	8,340 -1,792	-18%	-$104K	0.04%	412
2017 Q1	$582K	Buy	10,132 +1,050	+12%	+$60.3K	0.04%	346
2016 Q4	$514K	Buy	9,082 +622	+7%	+$33.3K	0.04%	361
2016 Q3	$430K	Buy	8,460 +2,310	+38%	+$120K	0.03%	394
2016 Q2	$318K	Buy	6,150 +918	+18%	+$45.3K	0.02%	481
2016 Q1	$256K	Buy	+5,232	New	+$235K	0.02%	508
2015 Q1	–	Sell	-1,274	Closed	-$61K	–	1361
2014 Q4	$61K	Buy	+1,274	New	+$60.6K	﹤0.01%	1163
2014 Q3	–	Sell	-5,958	Closed	-$288K	–	772
2014 Q2	$288K	Sell	5,958 -1,402	-19%	-$64.9K	0.02%	572
2014 Q1	$345K	Sell	7,360 -214	-3%	-$9.67K	0.03%	505
2013 Q4	$339K	Buy	7,574 +2,494	+49%	+$109K	0.03%	484
2013 Q3	$214K	Buy	+5,080	New	+$209K	0.02%	580

Other funds holding IVOO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

FDx Advisors Chicago, Illinois $313M AUM 18.92% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

National Planning Corporation's IVOO Position: Q4 2017 in Review

National Planning Corporation sold out of Vanguard S&P Mid-Cap 400 ETF (IVOO) in Q4 2017, closing a stake of 3,718 shares — an estimated $225K sold.

National Planning Corporation first reported a position in IVOO in Q3 2013 and held it in 12 quarters. The position peaked at $582K in Q1 2017. 87 funds tracked by Wall St. Rank hold IVOO as of Q4 2017.

National Planning Corporation reported no remaining Vanguard S&P Mid-Cap 400 ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 3,718 Vanguard S&P Mid-Cap 400 ETF shares in Q4 2017, an estimated $225K.
National Planning Corporation first reported a position in Vanguard S&P Mid-Cap 400 ETF in Q3 2013 and held it in 12 quarters.
National Planning Corporation's Vanguard S&P Mid-Cap 400 ETF position peaked at $582K in Q1 2017.
87 funds tracked by Wall St. Rank held Vanguard S&P Mid-Cap 400 ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.