Ken Fisher’s Capital Southwest CSWC Stock Holding History

Ken Fisher’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-26,150	Closed	-$364K	–	574
2014 Q4	$364K	Hold	26,150	–	–	﹤0.01%	484
2014 Q3	$343K	Hold	26,150	–	–	﹤0.01%	470
2014 Q2	$346K	Hold	26,150	–	–	﹤0.01%	471
2014 Q1	$333K	Hold	26,150	–	–	﹤0.01%	438
2013 Q4	$335K	Hold	26,150	–	–	﹤0.01%	426
2013 Q3	$328K	Hold	26,150	–	–	﹤0.01%	419
2013 Q2	$331K	Buy	+26,150	New	+$308K	﹤0.01%	416

Other funds holding CSWC

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Ken Fisher's CSWC Position: Q1 2015 in Review

Ken Fisher sold out of Capital Southwest (CSWC) in Q1 2015, closing a stake of 26,150 shares — an estimated $364K sold.

Ken Fisher first reported a position in CSWC in Q2 2013 and held it in 7 quarters. The position peaked at $364K in Q4 2014. 66 funds tracked by Wall St. Rank hold CSWC as of Q1 2015.

Ken Fisher reported no remaining Capital Southwest position as of Q1 2015 after selling out during the quarter.
Ken Fisher sold 26,150 Capital Southwest shares in Q1 2015, an estimated $364K.
Ken Fisher first reported a position in Capital Southwest in Q2 2013 and held it in 7 quarters.
Ken Fisher's Capital Southwest position peaked at $364K in Q4 2014.
66 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2015.

Based on Fisher Asset Management's 13F filing for Q1 2015, filed 30 Apr 2015.