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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.04B
AUM Growth
-$251M
Cap. Flow
-$317M
Cap. Flow %
-30.46%
Top 10 Hldgs %
19.43%
Holding
449
New
137
Increased
69
Reduced
76
Closed
122

Top Buys

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$11M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.9M
3
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.85M
5
CA
CA, Inc.
CA
+$8.12M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$25M
2
AABA
Altaba Inc
AABA
+$23.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.2M
4
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$10.4M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 8.83%
3 Industrials 5.23%
4 Communication Services 4.39%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
126
CALL
Intel
INTC
$457B
$2.37M 0.23%
+50,000
New +$2.43M
CENTA icon
127
Central Garden & Pet Co Class A
CENTA
$2.43B
$2.31M 0.22%
87,085
+74,335
+583% +$2.25M
CARS icon
128
Cars.com
CARS
$659M
$2.26M 0.22%
82,000
+9,000
+12% +$252K
VMC icon
129
PUT
Vulcan Materials
VMC
$37B
$2.22M 0.21%
+20,000
New +$2.32M
FCE.A
130
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$2.22M 0.21%
+88,533
New +$2.16M
MOSC.U
131
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$2.21M 0.21%
217,300
– –
GB
132
DELISTED
Global Blue Group Holding
GB
$2.18M 0.21%
+226,269
New +$2.19M
ORBK
133
DELISTED
Orbotech Ltd
ORBK
$2.14M 0.21%
36,039
-48,961
-58% -$3.06M
WINR
134
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
$2.14M 0.21%
210,769
+179,380
+571% +$1.82M
RWGE.U
135
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$2.14M 0.21%
207,842
-600
-0.3% -$6.17K
COL
136
PUT
DELISTED
Rockwell Collins
COL
$2.11M 0.2%
+15,000
New +$2.07M
TSLA icon
137
Tesla
TSLA
$1.22T
$2.1M 0.2%
+119,280
New +$2.48M
BPY
138
PUT
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$2.09M 0.2%
+100,000
New +$2M
GLACU
139
DELISTED
Greenland Acquisition Corporation Unit
GLACU
$2.06M 0.2%
+200,000
New +$2.04M
LOACU
140
DELISTED
Longevity Acquisition Corporation Units
LOACU
$2.05M 0.2%
+200,000
New +$2.04M
TRIP icon
141
CALL
TripAdvisor
TRIP
$1.64B
$2.04M 0.2%
40,000
– –
LACQ
142
DELISTED
Leisure Acquisition Corp.
LACQ
$2.04M 0.2%
210,000
– –
MZOR
143
DELISTED
Mazor Robotics Ltd.
MZOR
$2.01M 0.19%
+34,515
New +$1.84M
AMZN icon
144
PUT
Amazon
AMZN
$2.52T
$2M 0.19%
+20,000
New +$1.88M
GIG.U
145
DELISTED
GigCapital, Inc.
GIG.U
$1.95M 0.19%
181,539
– –
SAIC icon
146
Saic
SAIC
$5.02B
$1.94M 0.19%
+24,089
New +$2.05M
AFSI
147
DELISTED
AmTrust Financial Services, Inc.
AFSI
$1.94M 0.19%
133,400
+25,396
+24% +$370K
SUM
148
CALL
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$1.91M 0.18%
+106,785
New +$2.32M
CUK
149
DELISTED
Carnival PLC
CUK
$1.89M 0.18%
30,000
+10,000
+50% +$603K
USWS
150
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.86M 0.18%
8,840
-10,350
-54% -$2.18M
4 5
6
7 8

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KGI
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SC
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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2018 Portfolio in Review

As of Q3 2018, K2 Principal Fund held 449 positions worth $1.04B, down 19% from $1.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

K2 Principal Fund withdrew a net $317M in Q3 2018, closing 122 positions and reducing 76 holdings. Its most notable exit was Altaba Inc, an estimated $23.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, K2 Principal Fund opened a new position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of worth $10.5M.

  • K2 Principal Fund's largest Q3 2018 buy was Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of: 1,031,500 shares worth $10.5M.
  • K2 Principal Fund added most to NRC Group Holdings Corp. in Q3 2018, an estimated $11M increase.
  • K2 Principal Fund's biggest Q3 2018 reduction was NXP Semiconductors, cutting an estimated $25M.
  • K2 Principal Fund fully exited Altaba Inc in Q3 2018, selling an estimated $23.1M.
  • K2 Principal Fund's ten largest holdings make up 19% of its $1.04B portfolio in Q3 2018.
  • K2 Principal Fund opened 137 new positions and closed 122 in Q3 2018.
  • K2 Principal Fund's portfolio value fell 19% quarter-over-quarter to $1.04B.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.