K2 Principal Fund’s Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o MOSC.U Stock Holding History

K2 Principal Fund’s Portfolio MOSC.U Stock Details MOSC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-155,853	Closed	-$1.65M	–	411
2019 Q2	$1.65M	Sell	155,853 -61,447	-28%	-$642K	0.2%	160
2019 Q1	$2.24M	Hold	217,300	–	–	0.29%	114
2018 Q4	$2.2M	Hold	217,300	–	–	0.33%	111
2018 Q3	$2.21M	Hold	217,300	–	–	0.21%	140
2018 Q2	$2.18M	Hold	217,300	–	–	0.17%	169
2018 Q1	$2.19M	Hold	217,300	–	–	0.12%	168
2017 Q4	$2.19M	Buy	+217,300	New	+$2.2M	0.16%	142

Other funds holding MOSC.U

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

HIM

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.78% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

K2 Principal Fund's MOSC.U Position: Q3 2019 in Review

K2 Principal Fund sold out of Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o (MOSC.U) in Q3 2019, closing a stake of 155,853 shares — an estimated $1.65M sold.

K2 Principal Fund first reported a position in MOSC.U in Q4 2017 and held it in 7 quarters. The position peaked at $2.24M in Q1 2019. 8 funds tracked by Wall St. Rank hold MOSC.U as of Q3 2019.

K2 Principal Fund reported no remaining Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o position as of Q3 2019 after selling out during the quarter.
K2 Principal Fund sold 155,853 Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o shares in Q3 2019, an estimated $1.65M.
K2 Principal Fund first reported a position in Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o in Q4 2017 and held it in 7 quarters.
K2 Principal Fund's Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o position peaked at $2.24M in Q1 2019.
8 funds tracked by Wall St. Rank held Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o as of Q3 2019.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.