K2 Principal Fund’s Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o MOSC.U Stock Holding History

K2 Principal Fund’s Portfolio MOSC.U Stock Details MOSC.U Fund Activity

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Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell
2019 Q2	$1.65M	Sell
2019 Q1	$2.24M	Hold
2018 Q4	$2.2M	Hold
2018 Q3	$2.21M	Hold
2018 Q2	$2.18M	Hold
2018 Q1	$2.19M	Hold
2017 Q4	$2.19M	Buy