KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+7.28%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$371M
AUM Growth
+$71M
Cap. Flow
-$23.4M
Cap. Flow %
-6.29%
Top 10 Hldgs %
27.38%
Holding
317
New
65
Increased
17
Reduced
11
Closed
57

Top Buys

1
GB
Global Blue Group Holding
GB
$12M
2
PFSI icon
PennyMac Financial
PFSI
$9.89M
3
CLOV icon
Clover Health Investments
CLOV
$6.18M
4
OPEN icon
Opendoor
OPEN
$6.16M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$6.06M

Top Sells

1
UTZ icon
Utz Brands
UTZ
$8.28M
2
AGN
Allergan plc
AGN
$8.21M
3
CCH.U
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$8.17M
4
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$5.56M
5
INSUU
Insurance Acquisition Corp. Unit
INSUU
$5.21M

Sector Composition

1 Financials 11.63%
2 Consumer Discretionary 7.59%
3 Technology 6.61%
4 Industrials 6.2%
5 Consumer Staples 5.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BGC icon
101
BGC Group
BGC
$4.74B
$108K 0.02%
+39,423
New +$108K
QCOM icon
102
Qualcomm
QCOM
$172B
$54K 0.01%
45,000
+17,000
+61% +$20.4K
WY icon
103
Weyerhaeuser
WY
$18.4B
$54K 0.01%
90,000
-55,000
-38% -$33K
ABEV icon
104
Ambev
ABEV
$34.1B
$53K 0.01%
+20,173
New +$53K
ODP icon
105
ODP
ODP
$641M
$40K 0.01%
+4,643
New +$40K
ITB icon
106
iShares US Home Construction ETF
ITB
$3.28B
$32K 0.01%
+15,000
New +$32K
FLIR
107
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$22K ﹤0.01%
+33,331
New +$22K
GTEC icon
108
Greenland Technologies Holding Corp
GTEC
$23.1M
$12K ﹤0.01%
+10,000
New +$12K
GIX.WS
109
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
– –
0
– –
LACQ
110
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-409,906
Closed -$4.22M
BRPAR
111
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
0
– –
APHA
112
DELISTED
Aphria Inc. Common Shares
APHA
– –
0
– –
RPLA.WS
113
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
– –
0
– –
LOACW
114
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
0
– –
LOACR
115
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
0
– –
LOAC
116
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
– –
-20,800
Closed -$217K
AMCIU
117
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
– –
-500,000
Closed -$5.15M
TIF
118
DELISTED
Tiffany & Co.
TIF
– –
-8,400
Closed -$1.09M
LCAHW
119
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
– –
0
– –
LCAHU
120
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
– –
-405,046
Closed -$3.97M
TCO
121
DELISTED
Taubman Centers Inc.
TCO
– –
-17,953
Closed -$752K
PTACW
122
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
0
– –
HYACW
123
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
0
– –
PIC.WS
124
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
0
– –
TRNE.WS
125
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
– –
0
– –
3 4
5
6 7