K2 Principal Fund’s PG&E PCG Stock Holding History

K2 Principal Fund’s Portfolio PCG Stock Details PCG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-53,861	Closed	-$548K	–	349
2021 Q2	$548K	Buy	+53,861	New	+$578K	0.05%	260
2021 Q1	–	Sell	-38,121	Closed	-$475K	–	344
2020 Q4	$475K	Sell	38,121 -128,811	-77%	-$1.46M	0.04%	240
2020 Q3	$1.57M	Buy	166,932 +56,932	+52%	+$528K	0.23%	127
2020 Q2	$976K	Buy	+110,000	New	+$1.2M	0.16%	132

Other funds holding PCG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Third Point New York $4.68B AUM 37.3% 1-Year Est. Return

Blackstone Inc New York $32.9B AUM 23.66% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SPC

Silver Point Capital Greenwich, Connecticut $1.1B AUM 20.71% 1-Year Est. Return

Zimmer Partners New York $4.34B AUM 22.78% 1-Year Est. Return

K2 Principal Fund's PCG Position: Q3 2021 in Review

K2 Principal Fund sold out of PG&E (PCG) in Q3 2021, closing a stake of 53,861 shares — an estimated $548K sold.

K2 Principal Fund first reported a position in PCG in Q2 2020 and held it in 4 quarters. The position peaked at $1.57M in Q3 2020. 399 funds tracked by Wall St. Rank hold PCG as of Q3 2021.

K2 Principal Fund reported no remaining PG&E position as of Q3 2021 after selling out during the quarter.
K2 Principal Fund sold 53,861 PG&E shares in Q3 2021, an estimated $548K.
K2 Principal Fund first reported a position in PG&E in Q2 2020 and held it in 4 quarters.
K2 Principal Fund's PG&E position peaked at $1.57M in Q3 2020.
399 funds tracked by Wall St. Rank held PG&E as of Q3 2021.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.