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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
76
CALL
Cardinal Health
CAH
$53.4B
$3.6M 0.34%
+50,000
New +$3.61M
NLSN
77
CALL
DELISTED
Nielsen Holdings plc
NLSN
$3.57M 0.34%
+85,000
New +$3.91M
DLTR icon
78
CALL
Dollar Tree
DLTR
$23.1B
$3.55M 0.34%
460,000
+430,000
+1,433% +$34.6M
AHPAU
79
DELISTED
Avista Healthcare Public Acquisition Corp.Units
AHPAU
$3.54M 0.33%
+350,000
New +$3.52M
PRGO icon
80
Perrigo
PRGO
$1.4B
$3.45M 0.33%
+41,479
New +$3.6M
F icon
81
PUT
Ford
F
$57.3B
$3.41M 0.32%
+281,300
New +$3.41M
ELEC
82
DELISTED
Electrum Special Acquisition Corporation
ELEC
$3.39M 0.32%
342,697
– –
TNA icon
83
PUT
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$3.34M 0.32%
66,000
-59,200
-47% -$2.57M
WPM icon
84
CALL
Wheaton Precious Metals
WPM
$50.6B
$3.29M 0.31%
+170,300
New +$3.55M
C icon
85
PUT
Citigroup
C
$222B
$3.27M 0.31%
55,000
-45,000
-45% -$2.43M
DKS icon
86
CALL
Dick's Sporting Goods
DKS
$18.4B
$3.04M 0.29%
+57,200
New +$3.28M
SLV icon
87
PUT
iShares Silver Trust
SLV
$28.1B
$3.03M 0.29%
+200,500
New +$3.26M
WSC icon
88
WillScot Mobile Mini Holdings
WSC
$4.8B
$3.02M 0.29%
305,451
– –
LUMN icon
89
Lumen
LUMN
$6.53B
$2.99M 0.28%
+125,800
New +$3.19M
XBI icon
90
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$2.96M 0.28%
+50,000
New +$3.09M
RMNI icon
91
Rimini Street
RMNI
$408M
$2.96M 0.28%
298,700
– –
NLSN
92
DELISTED
Nielsen Holdings plc
NLSN
$2.94M 0.28%
+70,000
New +$3.22M
NSR
93
DELISTED
Neustar Inc
NSR
$2.93M 0.28%
+87,680
New +$2.32M
SHLD
94
PUT
DELISTED
Sears Holding Corporation
SHLD
$2.83M 0.27%
304,600
– –
BLK icon
95
Blackrock
BLK
$164B
$2.73M 0.26%
7,167
+197
+3% +$72.2K
BMY icon
96
PUT
Bristol-Myers Squibb
BMY
$127B
$2.63M 0.25%
+45,000
New +$2.46M
ASAP
97
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$2.61M 0.25%
+25,000
New +$4.88M
VAL
98
DELISTED
Valspar
VAL
$2.51M 0.24%
24,245
-114,682
-83% -$11.8M
FMSA
99
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$2.49M 0.23%
+210,827
New +$1.95M
MPG
100
DELISTED
Metaldyne Performance Group Inc.
MPG
$2.45M 0.23%
+106,714
New +$2.03M
2 3
4
5 6

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KGI
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SC
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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.