K2 Principal Fund’s Blackrock BLK Stock Holding History

K2 Principal Fund’s Portfolio BLK Stock Details BLK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1,000	Closed	-$422K	–	330
2017 Q2	$422K	Sell	1,000 -500	-33%	-$199K	0.03%	276
2017 Q1	$575K	Sell	1,500 -5,667	-79%	-$2.17M	0.05%	225
2016 Q4	$2.73M	Buy	7,167 +197	+3%	+$72.2K	0.26%	98
2016 Q3	$2.53M	Sell	6,970 -3,500	-33%	-$1.27M	0.28%	100
2016 Q2	$3.59M	Buy	10,470 +9,500	+979%	+$3.34M	0.47%	57
2016 Q1	$330K	Sell	970 -2,800	-74%	-$888K	0.05%	174
2015 Q4	$1.28M	Sell	3,770 -4,323	-53%	-$1.47M	0.17%	101
2015 Q3	$2.41M	Buy	+8,093	New	+$2.61M	0.39%	61

Other funds holding BLK

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

MFG

Mizuho Financial Group Chiyoda-Ku, Tokyo, Japan $1.21B AUM 23.35% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

K2 Principal Fund's BLK Position: Q3 2017 in Review

K2 Principal Fund sold out of Blackrock (BLK) in Q3 2017, closing a stake of 1,000 shares — an estimated $422K sold.

K2 Principal Fund first reported a position in BLK in Q3 2015 and held it in 8 quarters. The position peaked at $3.59M in Q2 2016. 1,063 funds tracked by Wall St. Rank hold BLK as of Q3 2017.

K2 Principal Fund reported no remaining Blackrock position as of Q3 2017 after selling out during the quarter.
K2 Principal Fund sold 1,000 Blackrock shares in Q3 2017, an estimated $422K.
K2 Principal Fund first reported a position in Blackrock in Q3 2015 and held it in 8 quarters.
K2 Principal Fund's Blackrock position peaked at $3.59M in Q2 2016.
1,063 funds tracked by Wall St. Rank held Blackrock as of Q3 2017.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.