K2 Principal Fund’s Citigroup C Stock Holding History

K2 Principal Fund’s Portfolio C Stock Details C Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-55,000	Closed	-$3.27M	–	310
2016 Q4	$3.27M	Sell	55,000 -45,000	-45%	-$2.43M	0.31%	88
2016 Q3	$4.72M	Buy	+100,000	New	+$4.55M	0.53%	52

Other funds holding C

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

ValueAct Holdings San Francisco, California $5.71B AUM 7.41% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

K2 Principal Fund's C Position: Q4 2018 in Review

K2 Principal Fund sold out of Citigroup (C) in Q4 2018, closing a stake of 90,000 shares — an estimated $6.46M sold.

K2 Principal Fund first reported a position in C in Q1 2016 and held it in 7 quarters. The position peaked at $13.2M in Q1 2018. 1,598 funds tracked by Wall St. Rank hold C as of Q4 2018.

K2 Principal Fund reported no remaining Citigroup position as of Q4 2018 after selling out during the quarter.
K2 Principal Fund sold 90,000 Citigroup shares in Q4 2018, an estimated $6.46M.
K2 Principal Fund first reported a position in Citigroup in Q1 2016 and held it in 7 quarters.
K2 Principal Fund's Citigroup position peaked at $13.2M in Q1 2018.
1,598 funds tracked by Wall St. Rank held Citigroup as of Q4 2018.

Based on K2 Principal Fund's 13F filing for Q4 2018, filed 13 Feb 2019.