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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.04B
AUM Growth
-$251M
Cap. Flow
-$317M
Cap. Flow %
-30.46%
Top 10 Hldgs %
19.43%
Holding
449
New
137
Increased
69
Reduced
76
Closed
122

Top Buys

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$11M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.9M
3
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.85M
5
CA
CA, Inc.
CA
+$8.12M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$25M
2
AABA
Altaba Inc
AABA
+$23.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.2M
4
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$10.4M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 8.83%
3 Industrials 5.23%
4 Communication Services 4.39%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORIG
51
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$5.71M 0.55%
+165,000
New +$4.76M
AVCT
52
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$5.71M 0.55%
38,204
+3,484
+10% +$518K
BG icon
53
Bunge Global
BG
$23.6B
$5.7M 0.55%
83,000
+12,914
+18% +$852K
MGY.WS
54
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
$5.7M 0.55%
+1,217,655
New +$4.74M
EGN
55
DELISTED
Energen
EGN
$5.64M 0.54%
+65,509
New +$4.99M
AVHI
56
DELISTED
A V Homes, Inc.
AVHI
$5.6M 0.54%
279,887
+134,088
+92% +$2.88M
DISCK
57
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$5.43M 0.52%
183,515
– –
AAPL icon
58
PUT
Apple
AAPL
$4.89T
$5.08M 0.49%
+90,000
New +$4.69M
KRE icon
59
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$5.05M 0.48%
85,000
+25,000
+42% +$1.56M
MFAC.U
60
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$4.99M 0.48%
+494,050
New +$4.96M
VTRS icon
61
Viatris
VTRS
$20.1B
$4.97M 0.48%
135,863
-64,137
-32% -$2.41M
LGC.U
62
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$4.97M 0.48%
490,820
-1,031,500
-68% -$10.4M
HEI.A icon
63
HEICO Corp Class A
HEI.A
$35.4B
$4.9M 0.47%
64,925
-4,600
-7% -$317K
MX icon
64
Magnachip Semiconductor
MX
$128M
$4.89M 0.47%
493,766
-9,045
-2% -$99.3K
SPCE icon
65
Virgin Galactic
SPCE
$320M
$4.86M 0.47%
24,520
-270
-1% -$53.8K
GRSHU
66
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$4.65M 0.45%
+455,541
New +$4.64M
TKKSU
67
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$4.62M 0.44%
+457,390
New +$4.61M
PVG
68
PUT
DELISTED
PRETIUM RESOURCES INC.
PVG
$4.62M 0.44%
606,500
+130,000
+27% +$1.07M
HPK icon
69
HighPeak Energy
HPK
$967M
$4.6M 0.44%
473,661
-152,538
-24% -$1.48M
VTRS icon
70
CALL
Viatris
VTRS
$20.1B
$4.58M 0.44%
125,000
-150,000
-55% -$5.63M
TIBRU
71
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
$4.56M 0.44%
446,820
-3,180
-0.7% -$32.3K
AAPL icon
72
Apple
AAPL
$4.89T
$4.49M 0.43%
79,600
+25,600
+47% +$1.33M
CSCO icon
73
CALL
Cisco
CSCO
$450B
$4.38M 0.42%
+90,000
New +$4.05M
ITA icon
74
PUT
iShares US Aerospace & Defense ETF
ITA
$14.2B
$4.33M 0.42%
40,000
-10,000
-20% -$1.03M
KLXI
75
DELISTED
KLX Inc.
KLXI
$4.29M 0.41%
+68,385
New +$4.21M
1 2
3
4 5

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WIM
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LCG
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K2 Principal Fund's Q3 2018 Portfolio in Review

As of Q3 2018, K2 Principal Fund held 449 positions worth $1.04B, down 19% from $1.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

K2 Principal Fund withdrew a net $317M in Q3 2018, closing 122 positions and reducing 76 holdings. Its most notable exit was Altaba Inc, an estimated $23.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, K2 Principal Fund opened a new position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of worth $10.5M.

  • K2 Principal Fund's largest Q3 2018 buy was Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of: 1,031,500 shares worth $10.5M.
  • K2 Principal Fund added most to NRC Group Holdings Corp. in Q3 2018, an estimated $11M increase.
  • K2 Principal Fund's biggest Q3 2018 reduction was NXP Semiconductors, cutting an estimated $25M.
  • K2 Principal Fund fully exited Altaba Inc in Q3 2018, selling an estimated $23.1M.
  • K2 Principal Fund's ten largest holdings make up 19% of its $1.04B portfolio in Q3 2018.
  • K2 Principal Fund opened 137 new positions and closed 122 in Q3 2018.
  • K2 Principal Fund's portfolio value fell 19% quarter-over-quarter to $1.04B.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.