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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$925M
AUM Growth
+$96.1M
Cap. Flow
-$40.2M
Cap. Flow %
-4.35%
Top 10 Hldgs %
15.68%
Holding
421
New
140
Increased
50
Reduced
44
Closed
117

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$20.8M
2
V icon
Visa
V
+$9.2M
3
SPCE icon
Virgin Galactic
SPCE
+$8.23M
4
AMD icon
Advanced Micro Devices
AMD
+$8M
5
QCOM icon
Qualcomm
QCOM
+$7.9M

Top Sells

Rank Stock Value
1
LLL
L3 Technologies, Inc.
LLL
+$8.64M
2
RHT
Red Hat Inc
RHT
+$8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.86M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
+$7.84M
5
CTOS icon
Custom Truck One Source
CTOS
+$6.52M

Sector Composition

Rank Sector Weight
1 Industrials 7.92%
2 Consumer Discretionary 6.81%
3 Technology 6.05%
4 Communication Services 4.25%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFBC
376
DELISTED
HopFed Bancorp Inc
HFBC
– –
-13,618
Closed -$258K
MGY.WS
377
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
– –
-741,937
Closed -$2.48M
BRSS
378
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-78,929
Closed -$3.45M
HTZ.RT
379
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-25,000
Closed -$49K
TBRGW
380
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
– –
-2,056,516
Closed -$4.15M
AMBR
381
DELISTED
Amber Road Inc
AMBR
– –
-121,138
Closed -$1.58M
HF
382
DELISTED
HFF Inc.
HF
– –
-10,120
Closed -$460K
LABL
383
DELISTED
Multi-Color Corp
LABL
– –
-45,696
Closed -$2.28M
LLL
384
DELISTED
L3 Technologies, Inc.
LLL
– –
-35,254
Closed -$8.64M
LION
385
DELISTED
Fidelity Southern Corporation
LION
– –
-48,441
Closed -$1.5M
GTYH
386
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-36,609
Closed -$251K
STNLW
387
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– –
-86,770
Closed -$42.8K
MOSC.U
388
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
– –
-155,853
Closed -$1.65M
HYGS
389
DELISTED
Hydrogenics Corp
HYGS
– –
-78,916
Closed -$1.17M
DISH
390
CALL
DELISTED
DISH Network Corp.
DISH
– –
-35,000
Closed -$1.34M
CKH
391
PUT
DELISTED
Seacor Holdings Inc.
CKH
– –
-6,000
Closed -$285K
TRCO
392
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-170,000
Closed -$7.86M
EFII
393
DELISTED
Electronics for Imaging
EFII
– –
-87,972
Closed -$3.25M
RHT
394
DELISTED
Red Hat Inc
RHT
– –
-42,605
Closed -$8M
FDC
395
DELISTED
First Data Corporation
FDC
– –
-84,106
Closed -$2.28M
DDMXU
396
DELISTED
DD3 Acquisition Corp. Units
DDMXU
– –
-300,000
Closed -$3.07M
TWLVW
397
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
-749,355
Closed -$150K
TCF
398
DELISTED
TCF Financial Corporation
TCF
– –
-61,598
Closed -$1.28M
12 13 14 15
16

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K2 Principal Fund's Q3 2019 Portfolio in Review

As of Q3 2019, K2 Principal Fund held 421 positions worth $925M, up 12% from $828M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

K2 Principal Fund withdrew a net $40.2M in Q3 2019, closing 117 positions and reducing 44 holdings. Its most notable exit was L3 Technologies, Inc., an estimated $8.64M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 7.9% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, K2 Principal Fund opened a new position in Amazon worth $19.5M.

  • K2 Principal Fund's largest Q3 2019 buy was Amazon: 224,300 shares worth $19.5M.
  • K2 Principal Fund added most to Virgin Galactic in Q3 2019, an estimated $8.23M increase.
  • K2 Principal Fund's biggest Q3 2019 reduction was LiveVox Holding, Inc. Unit, cutting an estimated $6.14M.
  • K2 Principal Fund fully exited L3 Technologies, Inc. in Q3 2019, selling an estimated $8.64M.
  • K2 Principal Fund's ten largest holdings make up 16% of its $925M portfolio in Q3 2019.
  • K2 Principal Fund opened 140 new positions and closed 117 in Q3 2019.
  • K2 Principal Fund's portfolio value rose 12% quarter-over-quarter to $925M.

Based on K2 Principal Fund's 13F filing for Q3 2019, filed 15 Nov 2019.