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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.04B
AUM Growth
-$251M
Cap. Flow
-$317M
Cap. Flow %
-30.46%
Top 10 Hldgs %
19.43%
Holding
449
New
137
Increased
69
Reduced
76
Closed
122

Top Buys

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$11M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.9M
3
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
+$10.4M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.85M
5
CA
CA, Inc.
CA
+$8.12M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$25M
2
AABA
Altaba Inc
AABA
+$23.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.2M
4
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$10.4M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 9.34%
2 Financials 8.83%
3 Industrials 5.23%
4 Communication Services 4.39%
5 Healthcare 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BATRA icon
326
Atlanta Braves Holdings Series A
BATRA
$3.53B
– –
-68,873
Closed -$1.77M
BLBD icon
327
Blue Bird Corp
BLBD
$2.41B
– –
-75,000
Closed -$1.68M
BRK.B icon
328
Berkshire Hathaway Class B
BRK.B
$1.07T
– –
-16,118
Closed -$3.01M
BTG icon
329
B2Gold
BTG
$5.16B
– –
-50,403
Closed -$130K
C icon
330
CALL
Citigroup
C
$223B
– –
-645,000
Closed -$43.2M
CASY icon
331
Casey's General Stores
CASY
$31.6B
– –
-40,300
Closed -$4.24M
CASY icon
332
PUT
Casey's General Stores
CASY
$31.6B
– –
-47,500
Closed -$4.99M
CEF icon
333
Sprott Physical Gold and Silver Trust
CEF
$7.49B
– –
-399,456
Closed -$5.01M
CSCO icon
334
PUT
Cisco
CSCO
$452B
– –
-50,000
Closed -$2.15M
CWH icon
335
CALL
Camping World
CWH
$389M
– –
-200,000
Closed -$5M
DB icon
336
CALL
Deutsche Bank
DB
$67.9B
– –
-120,000
Closed -$1.27M
DBX icon
337
CALL
Dropbox
DBX
$7.13B
– –
-45,000
Closed -$1.46M
DOV icon
338
CALL
Dover
DOV
$27.7B
– –
-40,000
Closed -$2.93M
EEM icon
339
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.6B
– –
-10,000
Closed -$433K
EEM icon
340
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.6B
– –
-60,000
Closed -$2.6M
ENPH icon
341
Enphase Energy
ENPH
$5.01B
– –
-170,000
Closed -$1.14M
GAU
342
Galiano Gold
GAU
$478M
– –
-534,860
Closed -$501K
GOOG icon
343
Alphabet (Google) Class C
GOOG
$3.99T
– –
-253,660
Closed -$14.2M
HFFG icon
344
HF Foods Group
HFFG
$81.8M
– –
-36,685
Closed -$369K
HL icon
345
CALL
Hecla Mining
HL
$10.2B
– –
-10,000
Closed -$35K
IMXI icon
346
International Money Express
IMXI
$386M
– –
-233,749
Closed -$2.34M
IYT icon
347
iShares US Transportation ETF
IYT
$2.32B
– –
-16,000
Closed -$745K
KGC icon
348
CALL
Kinross Gold
KGC
$28.6B
– –
-50,000
Closed -$188K
LBTYK icon
349
Liberty Global Class C
LBTYK
$3.27B
– –
-25,055
Closed -$667K
LILA icon
350
Liberty Latin America Class A
LILA
$1.57B
– –
-47,722
Closed -$584K
12 13
14
15 16

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2018 Portfolio in Review

As of Q3 2018, K2 Principal Fund held 449 positions worth $1.04B, down 19% from $1.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

K2 Principal Fund withdrew a net $317M in Q3 2018, closing 122 positions and reducing 76 holdings. Its most notable exit was Altaba Inc, an estimated $23.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, K2 Principal Fund opened a new position in Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of worth $10.5M.

  • K2 Principal Fund's largest Q3 2018 buy was Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of: 1,031,500 shares worth $10.5M.
  • K2 Principal Fund added most to NRC Group Holdings Corp. in Q3 2018, an estimated $11M increase.
  • K2 Principal Fund's biggest Q3 2018 reduction was NXP Semiconductors, cutting an estimated $25M.
  • K2 Principal Fund fully exited Altaba Inc in Q3 2018, selling an estimated $23.1M.
  • K2 Principal Fund's ten largest holdings make up 19% of its $1.04B portfolio in Q3 2018.
  • K2 Principal Fund opened 137 new positions and closed 122 in Q3 2018.
  • K2 Principal Fund's portfolio value fell 19% quarter-over-quarter to $1.04B.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.