K2 Principal Fund’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

K2 Principal Fund’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-399,456	Closed	-$5.01M	–	343
2018 Q2	$5.01M	Buy	399,456 +60,300	+18%	+$797K	0.39%	77
2018 Q1	$4.48M	Sell	339,156 -9,081	-3%	-$121K	0.26%	104
2017 Q4	$4.67M	Buy	+348,237	New	+$4.58M	0.34%	80
2016 Q3	–	Sell	-10,106	Closed	-$138K	–	290
2016 Q2	$138K	Hold	10,106	–	–	0.02%	230
2016 Q1	$121K	Buy	+10,106	New	+$115K	0.02%	204
2015 Q1	–	Sell	-17,676	Closed	-$205K	–	160
2014 Q4	$205K	Buy	+17,676	New	+$210K	0.05%	141

Other funds holding CEF

CWM

Cornerstone Wealth Management St. Peters, Missouri $2.33B AUM 25.21% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Antipodes Partners Royal Exchange, Australia $5.19B AUM 36.17% 1-Year Est. Return

K2 Principal Fund's CEF Position: Q3 2018 in Review

K2 Principal Fund sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2018, closing a stake of 399,456 shares — an estimated $5.01M sold.

K2 Principal Fund first reported a position in CEF in Q4 2014 and held it in 6 quarters. The position peaked at $5.01M in Q2 2018. 192 funds tracked by Wall St. Rank hold CEF as of Q3 2018.

K2 Principal Fund reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2018 after selling out during the quarter.
K2 Principal Fund sold 399,456 Sprott Physical Gold and Silver Trust shares in Q3 2018, an estimated $5.01M.
K2 Principal Fund first reported a position in Sprott Physical Gold and Silver Trust in Q4 2014 and held it in 6 quarters.
K2 Principal Fund's Sprott Physical Gold and Silver Trust position peaked at $5.01M in Q2 2018.
192 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2018.

Based on K2 Principal Fund's 13F filing for Q3 2018, filed 13 Nov 2018.