KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+2.69%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$708M
AUM Growth
-$2.06M
Cap. Flow
-$153M
Cap. Flow %
-21.57%
Top 10 Hldgs %
17.42%
Holding
382
New
108
Increased
37
Reduced
21
Closed
80

Top Buys

1
MSFT icon
Microsoft
MSFT
$13.9M
2
MCD icon
McDonald's
MCD
$8.63M
3
HPK icon
HighPeak Energy
HPK
$8.18M
4
MMM icon
3M
MMM
$8.14M
5
CISN
Cision Ltd. Ordinary Share
CISN
$7.36M

Top Sells

1
SPCE icon
Virgin Galactic
SPCE
$21.4M
2
AMZN icon
Amazon
AMZN
$19.5M
3
ACEL icon
Accel Entertainment
ACEL
$11.1M
4
PACQU
Pure Acquisition Corp. Unit
PACQU
$9.97M
5
AMD icon
Advanced Micro Devices
AMD
$8.12M

Sector Composition

1 Technology 9%
2 Industrials 7.78%
3 Consumer Discretionary 6.68%
4 Communication Services 6.49%
5 Financials 4.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RIDE
301
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-6,667
Closed -$982K
MAXR
302
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
0
– –
AVYA
303
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-12,100
Closed -$124K
SWIR
304
DELISTED
Sierra Wireless
SWIR
– –
0
– –
ZNGA
305
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-60,000
Closed -$349K
DHR.PRA
306
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-2,000
Closed -$2.28M
GSS
307
DELISTED
Golden Star Resources Ltd.
GSS
– –
-19,701
Closed -$75K
NFH
308
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-515,934
Closed -$5.25M
MXIM
309
DELISTED
Maxim Integrated Products
MXIM
– –
-30,000
Closed -$1.74M
GIX.RT
310
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
– –
0
– –
GIX.U
311
DELISTED
GigCapital2, Inc.
GIX.U
– –
-400,000
Closed -$4.12M
APHA
312
DELISTED
Aphria Inc. Common Shares
APHA
– –
-25,200
Closed -$173K
OSB
313
DELISTED
Norbord Inc.
OSB
– –
-200,300
Closed -$6.36M
WPX
314
DELISTED
WPX Energy, Inc.
WPX
– –
-132,305
Closed -$1.4M
MFAC.U
315
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
– –
-441,992
Closed -$4.62M
LGC.WS
316
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
0
– –
WMGI
317
DELISTED
Wright Medical Group Inc
WMGI
– –
0
– –
ADSW
318
DELISTED
Advanced Disposal Services, Inc.
ADSW
– –
-177,760
Closed -$5.79M
JFKKU
319
DELISTED
8i Enterprises Acquisition Corp Unit
JFKKU
– –
-214,000
Closed -$2.27M
JE
320
DELISTED
Just Energy Group Inc
JE
– –
0
– –
PACQU
321
DELISTED
Pure Acquisition Corp. Unit
PACQU
– –
-928,790
Closed -$9.97M
ROSE
322
DELISTED
Rosehill Resources Inc. Class A
ROSE
– –
-190,165
Closed -$334K
CTACU
323
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
– –
-375,000
Closed -$3.99M
GRSHU
324
DELISTED
Gores Holdings III, Inc. Units
GRSHU
– –
-455,046
Closed -$4.8M
MPVD
325
DELISTED
Mountain Province Diamonds Inc.
MPVD
– –
-3,164,310
Closed -$3.92M
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