K2 Principal Fund’s VanEck Gold Miners ETF GDX Stock Holding History

K2 Principal Fund’s Portfolio GDX Stock Details GDX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-22,400	Closed	-$598K	–	328
2019 Q3	$598K	Buy	+22,400	New	+$627K	0.06%	230
2016 Q1	–	Sell	-10,700	Closed	-$147K	–	233
2015 Q4	$147K	Buy	+10,700	New	+$155K	0.02%	191
2015 Q2	–	Sell	-30,000	Closed	-$547K	–	180
2015 Q1	$547K	Buy	+30,000	New	+$612K	0.12%	116

Other funds holding GDX

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

K2 Principal Fund's GDX Position: Q4 2019 in Review

K2 Principal Fund sold out of VanEck Gold Miners ETF (GDX) in Q4 2019, closing a stake of 22,400 shares — an estimated $598K sold.

K2 Principal Fund first reported a position in GDX in Q1 2015 and held it in 3 quarters. The position peaked at $598K in Q3 2019. 534 funds tracked by Wall St. Rank hold GDX as of Q4 2019.

K2 Principal Fund reported no remaining VanEck Gold Miners ETF position as of Q4 2019 after selling out during the quarter.
K2 Principal Fund sold 22,400 VanEck Gold Miners ETF shares in Q4 2019, an estimated $598K.
K2 Principal Fund first reported a position in VanEck Gold Miners ETF in Q1 2015 and held it in 3 quarters.
K2 Principal Fund's VanEck Gold Miners ETF position peaked at $598K in Q3 2019.
534 funds tracked by Wall St. Rank held VanEck Gold Miners ETF as of Q4 2019.

Based on K2 Principal Fund's 13F filing for Q4 2019, filed 13 Feb 2020.