HA

Herold Advisors Portfolio holdings

AUM $477M
1-Year Return 16.4%
This Quarter Return
+6.85%
1 Year Return
+16.4%
3 Year Return
+70.07%
5 Year Return
–
10 Year Return
–
AUM
$461M
AUM Growth
+$28.2M
Cap. Flow
+$2.32M
Cap. Flow %
0.5%
Top 10 Hldgs %
25.37%
Holding
278
New
15
Increased
111
Reduced
91
Closed
6

Top Buys

1
AVLC icon
Avantis US Large Cap Equity ETF
AVLC
$827K
2
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
$739K
3
AVIG icon
Avantis Core Fixed Income ETF
AVIG
$722K
4
DUHP icon
Dimensional US High Profitability ETF
DUHP
$687K
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
$495K

Top Sells

1
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$1.4M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
$853K
3
AMAT icon
Applied Materials
AMAT
$665K
4
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
$540K
5
IVV icon
iShares Core S&P 500 ETF
IVV
$505K

Sector Composition

1 Technology 16.84%
2 Financials 10.44%
3 Healthcare 9.64%
4 Industrials 5.43%
5 Communication Services 5.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLW icon
176
Corning
GLW
$61B
$587K 0.13%
13,001
– –
MO icon
177
Altria Group
MO
$112B
$580K 0.13%
11,367
+171
+2% +$8.73K
SPGP icon
178
Invesco S&P 500 GARP ETF
SPGP
$2.75B
$570K 0.12%
5,444
-8,146
-60% -$853K
LMBS icon
179
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.32B
$557K 0.12%
11,270
+1,286
+13% +$63.6K
SCHD icon
180
Schwab US Dividend Equity ETF
SCHD
$71.8B
$553K 0.12%
19,623
+2,409
+14% +$67.9K
WM icon
181
Waste Management
WM
$88.6B
$548K 0.12%
2,638
– –
AB icon
182
AllianceBernstein
AB
$4.29B
$548K 0.12%
15,700
– –
GE icon
183
GE Aerospace
GE
$296B
$542K 0.12%
2,872
-431
-13% -$81.3K
KO icon
184
Coca-Cola
KO
$292B
$523K 0.11%
7,279
-18
-0.2% -$1.29K
GUNR icon
185
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$4.98B
$517K 0.11%
12,539
-2,984
-19% -$123K
FTSM icon
186
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
$515K 0.11%
8,597
-3,711
-30% -$222K
XSOE icon
187
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.97B
$513K 0.11%
15,533
– –
AXP icon
188
American Express
AXP
$227B
$503K 0.11%
1,853
-299
-14% -$81.1K
SPY icon
189
SPDR S&P 500 ETF Trust
SPY
$660B
$498K 0.11%
868
+319
+58% +$183K
EFV icon
190
iShares MSCI EAFE Value ETF
EFV
$27.8B
$495K 0.11%
+8,600
New +$495K
BIPC icon
191
Brookfield Infrastructure
BIPC
$4.75B
$492K 0.11%
11,323
+7
+0.1% +$304
XYLD icon
192
Global X S&P 500 Covered Call ETF
XYLD
$3.1B
$481K 0.1%
11,598
– –
ADBE icon
193
Adobe
ADBE
$148B
$457K 0.1%
882
-18
-2% -$9.32K
AVSC icon
194
Avantis US Small Cap Equity ETF
AVSC
$1.9B
$455K 0.1%
8,421
-1,420
-14% -$76.7K
F icon
195
Ford
F
$46.7B
$447K 0.1%
42,359
+5,925
+16% +$62.6K
EFG icon
196
iShares MSCI EAFE Growth ETF
EFG
$13.2B
$447K 0.1%
+4,155
New +$447K
IWR icon
197
iShares Russell Mid-Cap ETF
IWR
$44.6B
$441K 0.1%
5,000
– –
NRK icon
198
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$842M
$433K 0.09%
38,680
-2,892
-7% -$32.4K
WPC icon
199
W.P. Carey
WPC
$14.9B
$428K 0.09%
6,877
+366
+6% +$22.8K
GSK icon
200
GSK
GSK
$81.5B
$421K 0.09%
10,298
-395
-4% -$16.2K
6 7
8
9 10