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HA

Herold Advisors Portfolio holdings

AUM $506M
1-Year Est. Return 26.75%
This Fund
S&P 500
This Quarter Est. Return
-2.57%
1 Year Est. Return
+26.75%
3 Year Est. Return
+79.75%
5 Year Est. Return
+104.88%
10 Year Est. Return
–
AUM
$329M
AUM Growth
+$2.03M
Cap. Flow
+$13.4M
Cap. Flow %
4.09%
Top 10 Hldgs %
24.83%
Holding
261
New
22
Increased
116
Reduced
71
Closed
15

Top Buys

Rank Stock Value
1
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$1.6M
2
LLY icon
Eli Lilly
LLY
+$1.05M
3
AVGO icon
Broadcom
AVGO
+$1.02M
4
ATR icon
AptarGroup
ATR
+$858K
5
ABT icon
Abbott
ABT
+$847K

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.44M
2
NVDA icon
NVIDIA
NVDA
+$1.09M
3
AAP icon
Advance Auto Parts
AAP
+$840K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$831K
5
TER icon
Teradyne
TER
+$786K

Sector Composition

Rank Sector Weight
1 Technology 15.41%
2 Healthcare 12.03%
3 Financials 10.97%
4 Industrials 6%
5 Energy 5.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOAT icon
176
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$419K 0.13%
+5,524
New +$440K
VTI icon
177
Vanguard Total Stock Market ETF
VTI
$654B
$409K 0.12%
1,923
+2
+0.1% +$443
C icon
178
Citigroup
C
$222B
$396K 0.12%
9,636
-500
-5% -$21.9K
CCI icon
179
Crown Castle
CCI
$32.7B
$394K 0.12%
4,280
+1,104
+35% +$114K
KO icon
180
Coca-Cola
KO
$354B
$392K 0.12%
7,005
-143
-2% -$8.58K
NRK icon
181
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$381K 0.12%
40,351
– –
CCD
182
Calamos Dynamic Convertible & Income Fund
CCD
$714M
$369K 0.11%
19,816
+5,945
+43% +$121K
GSK icon
183
GSK
GSK
$103B
$369K 0.11%
10,170
-9
-0.1% -$319
NFLX icon
184
Netflix
NFLX
$292B
$367K 0.11%
9,720
– –
EFV icon
185
iShares MSCI EAFE Value ETF
EFV
$27.6B
$362K 0.11%
7,399
+2,340
+46% +$116K
DD icon
186
DuPont de Nemours
DD
$18.6B
$360K 0.11%
3,845
+863
+29% +$81.1K
LQD icon
187
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$355K 0.11%
3,482
+18
+0.5% +$1.9K
TLT icon
188
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$354K 0.11%
3,990
+580
+17% +$55.7K
PRU icon
189
Prudential Financial
PRU
$41.7B
$349K 0.11%
3,681
+300
+9% +$28.4K
IWR icon
190
iShares Russell Mid-Cap ETF
IWR
$56.8B
$346K 0.11%
5,000
– –
IQDY icon
191
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$109M
$338K 0.1%
+13,476
New +$354K
AXP icon
192
American Express
AXP
$223B
$336K 0.1%
2,252
-599
-21% -$98K
GIGB icon
193
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$957M
$332K 0.1%
7,682
-80
-1% -$3.55K
RSP icon
194
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$318K 0.1%
2,245
– –
CAT icon
195
Caterpillar
CAT
$409B
$314K 0.1%
1,150
-100
-8% -$27.1K
KNG icon
196
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$312K 0.09%
6,311
+1,052
+20% +$55.2K
AIRR icon
197
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$305K 0.09%
+5,919
New +$318K
GE icon
198
GE Aerospace
GE
$367B
$303K 0.09%
3,436
-440
-11% -$39.5K
DFUS
199
Dimensional US Equity ETF
DFUS
$20.7B
$302K 0.09%
+6,495
New +$314K
EFG icon
200
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$301K 0.09%
3,487
-519
-13% -$47.8K
6 7
8
9 10

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CBTWT
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Herold Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Herold Advisors held 261 positions worth $329M, up 0.62% from $327M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Herold Advisors deployed $13.4M of net new capital in Q3 2023, opening 22 new positions and adding to 116 existing holdings. Its largest new stake was AptarGroup: 7,000 shares worth $875K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $1.44M trimmed.

  • Herold Advisors's largest Q3 2023 buy was AptarGroup: 7,000 shares worth $875K.
  • Herold Advisors added most to Goldman Sachs MarketBeta US Equity ETF in Q3 2023, an estimated $1.6M increase.
  • Herold Advisors's biggest Q3 2023 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $1.44M.
  • Herold Advisors fully exited Advance Auto Parts in Q3 2023, selling an estimated $840K.
  • Herold Advisors's ten largest holdings make up 25% of its $329M portfolio in Q3 2023.
  • Herold Advisors opened 22 new positions and closed 15 in Q3 2023.
  • Herold Advisors's portfolio value rose 0.62% quarter-over-quarter to $329M.

Based on Herold Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.