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HA

Herold Advisors Portfolio holdings

AUM $506M
1-Year Est. Return 26.75%
This Fund
S&P 500
This Quarter Est. Return
-2.57%
1 Year Est. Return
+26.75%
3 Year Est. Return
+79.75%
5 Year Est. Return
+104.88%
10 Year Est. Return
–
AUM
$329M
AUM Growth
+$2.03M
Cap. Flow
+$13.4M
Cap. Flow %
4.09%
Top 10 Hldgs %
24.83%
Holding
261
New
22
Increased
116
Reduced
71
Closed
15

Top Buys

Rank Stock Value
1
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$1.6M
2
LLY icon
Eli Lilly
LLY
+$1.05M
3
AVGO icon
Broadcom
AVGO
+$1.02M
4
ATR icon
AptarGroup
ATR
+$858K
5
ABT icon
Abbott
ABT
+$847K

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.44M
2
NVDA icon
NVIDIA
NVDA
+$1.09M
3
AAP icon
Advance Auto Parts
AAP
+$840K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$831K
5
TER icon
Teradyne
TER
+$786K

Sector Composition

Rank Sector Weight
1 Technology 15.41%
2 Healthcare 12.03%
3 Financials 10.97%
4 Industrials 6%
5 Energy 5.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQEW icon
151
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$520K 0.16%
5,005
+1,100
+28% +$118K
IRM icon
152
Iron Mountain
IRM
$38.2B
$520K 0.16%
8,752
+1
+0% +$61
ADBE icon
153
Adobe
ADBE
$89.5B
$510K 0.16%
1,000
+50
+5% +$26.2K
GLW icon
154
Corning
GLW
$126B
$498K 0.15%
16,350
-15,253
-48% -$499K
TLTD icon
155
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
$496K 0.15%
7,933
-631
-7% -$41K
BAM icon
156
Brookfield Asset Management
BAM
$74B
$496K 0.15%
14,813
– –
FVD icon
157
First Trust Value Line Dividend Fund
FVD
$8.29B
$495K 0.15%
13,238
-704
-5% -$27.8K
IHDG icon
158
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$495K 0.15%
12,766
-3,689
-22% -$146K
FDRR icon
159
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$490K 0.15%
12,320
– –
DG icon
160
Dollar General
DG
$25.9B
$490K 0.15%
+4,628
New +$690K
JEPQ icon
161
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$486K 0.15%
+10,345
New +$498K
BP icon
162
BP
BP
$113B
$483K 0.15%
12,462
+400
+3% +$14.8K
KMI icon
163
Kinder Morgan
KMI
$73.1B
$469K 0.14%
28,295
-822
-3% -$14.2K
AB icon
164
AllianceBernstein
AB
$3.47B
$461K 0.14%
15,200
+400
+3% +$12.7K
RDIV icon
165
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$457K 0.14%
12,282
-1,156
-9% -$45.8K
SHAG icon
166
WisdomTree Yield Enhanced US Short-Term Aggregate Bond Fund
SHAG
$42.5M
$452K 0.14%
9,772
-2,008
-17% -$93.5K
XYLD icon
167
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$451K 0.14%
+11,598
New +$470K
BND icon
168
Vanguard Total Bond Market
BND
$157B
$444K 0.14%
6,369
-96
-1% -$6.85K
DOW icon
169
Dow Inc
DOW
$21.6B
$440K 0.13%
8,542
+907
+12% +$48.7K
MMM icon
170
3M
MMM
$89B
$436K 0.13%
+5,567
New +$478K
ADM icon
171
Archer Daniels Midland
ADM
$41.4B
$434K 0.13%
5,751
– –
LMBS icon
172
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$433K 0.13%
9,160
– –
OGS icon
173
ONE Gas
OGS
$5.05B
$428K 0.13%
6,266
+66
+1% +$4.99K
FDL icon
174
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$422K 0.13%
12,626
-747
-6% -$25.9K
FLG
175
Flagstar Bank National Association
FLG
$5.77B
$419K 0.13%
12,329
-296
-2% -$10.7K
5 6
7
8 9

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CBTWT
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Herold Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Herold Advisors held 261 positions worth $329M, up 0.62% from $327M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Herold Advisors deployed $13.4M of net new capital in Q3 2023, opening 22 new positions and adding to 116 existing holdings. Its largest new stake was AptarGroup: 7,000 shares worth $875K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $1.44M trimmed.

  • Herold Advisors's largest Q3 2023 buy was AptarGroup: 7,000 shares worth $875K.
  • Herold Advisors added most to Goldman Sachs MarketBeta US Equity ETF in Q3 2023, an estimated $1.6M increase.
  • Herold Advisors's biggest Q3 2023 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $1.44M.
  • Herold Advisors fully exited Advance Auto Parts in Q3 2023, selling an estimated $840K.
  • Herold Advisors's ten largest holdings make up 25% of its $329M portfolio in Q3 2023.
  • Herold Advisors opened 22 new positions and closed 15 in Q3 2023.
  • Herold Advisors's portfolio value rose 0.62% quarter-over-quarter to $329M.

Based on Herold Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.