HA

Herold Advisors Portfolio holdings

AUM $477M
This Quarter Return
+6.63%
1 Year Return
+16.4%
3 Year Return
+70.07%
5 Year Return
–
10 Year Return
–
AUM
$327M
AUM Growth
+$327M
Cap. Flow
+$21.2M
Cap. Flow %
6.5%
Top 10 Hldgs %
25.96%
Holding
249
New
19
Increased
112
Reduced
63
Closed
10

Top Buys

1
AVUS icon
Avantis US Equity ETF
AVUS
$1.37M
2
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$1.12M
3
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
$977K
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$847K
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$789K

Top Sells

1
ABB
ABB Ltd.
ABB
$545K
2
IEP icon
Icahn Enterprises
IEP
$366K
3
PYPL icon
PayPal
PYPL
$327K
4
AAPL icon
Apple
AAPL
$309K
5
JCI icon
Johnson Controls International
JCI
$226K

Sector Composition

1 Technology 16.82%
2 Healthcare 11.08%
3 Financials 10.97%
4 Consumer Discretionary 6.1%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KMI icon
151
Kinder Morgan
KMI
$59.2B
$501K 0.15%
29,117
-2,700
-8% -$46.5K
IRM icon
152
Iron Mountain
IRM
$26.4B
$497K 0.15%
8,751
-499
-5% -$28.4K
AXP icon
153
American Express
AXP
$228B
$497K 0.15%
2,851
-350
-11% -$61K
GILD icon
154
Gilead Sciences
GILD
$139B
$486K 0.15%
6,305
-107
-2% -$8.25K
BAM icon
155
Brookfield Asset Management
BAM
$94.8B
$484K 0.15%
14,813
– –
WM icon
156
Waste Management
WM
$90.5B
$476K 0.15%
2,747
+1
+0% +$173
OGS icon
157
ONE Gas
OGS
$4.57B
$476K 0.15%
6,200
-400
-6% -$30.7K
AB icon
158
AllianceBernstein
AB
$4.32B
$476K 0.15%
14,800
-120
-0.8% -$3.86K
BND icon
159
Vanguard Total Bond Market
BND
$133B
$470K 0.14%
+6,465
New +$470K
C icon
160
Citigroup
C
$173B
$467K 0.14%
10,136
-500
-5% -$23K
ADBE icon
161
Adobe
ADBE
$146B
$465K 0.14%
950
+200
+27% +$97.8K
IGIB icon
162
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.1B
$457K 0.14%
9,041
+4,821
+114% +$244K
INTC icon
163
Intel
INTC
$105B
$456K 0.14%
13,633
-3,782
-22% -$126K
FDL icon
164
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.82B
$455K 0.14%
+13,373
New +$455K
LMBS icon
165
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$437K 0.13%
+9,160
New +$437K
ADM icon
166
Archer Daniels Midland
ADM
$29.7B
$435K 0.13%
5,751
– –
KO icon
167
Coca-Cola
KO
$296B
$430K 0.13%
7,148
-1,004
-12% -$60.5K
NFLX icon
168
Netflix
NFLX
$513B
$428K 0.13%
972
– –
FLG
169
Flagstar Financial, Inc.
FLG
$5.29B
$426K 0.13%
37,875
+2,271
+6% +$25.5K
BP icon
170
BP
BP
$90.8B
$426K 0.13%
12,062
+1,120
+10% +$39.5K
VTI icon
171
Vanguard Total Stock Market ETF
VTI
$520B
$423K 0.13%
1,921
-298
-13% -$65.6K
NRK icon
172
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$826M
$418K 0.13%
40,351
-827
-2% -$8.56K
QQEW icon
173
First Trust NASDAQ-100 Equal Weighted Index Fund
QQEW
$1.84B
$417K 0.13%
+3,905
New +$417K
DOW icon
174
Dow Inc
DOW
$17.2B
$407K 0.12%
7,635
-421
-5% -$22.4K
BEPC icon
175
Brookfield Renewable
BEPC
$5.91B
$394K 0.12%
12,480
– –
5 6
7
8 9