HA

Herold Advisors Portfolio holdings

AUM $477M
This Quarter Return
+7.14%
1 Year Return
+16.4%
3 Year Return
+70.07%
5 Year Return
–
10 Year Return
–
AUM
$289M
AUM Growth
+$289M
Cap. Flow
+$41.4M
Cap. Flow %
14.32%
Top 10 Hldgs %
26.06%
Holding
241
New
37
Increased
112
Reduced
50
Closed
11

Top Buys

1
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
$9.1M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.47M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$4.72M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
$2.2M
5
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$2.1M

Top Sells

1
WM icon
Waste Management
WM
$1.8M
2
COST icon
Costco
COST
$1.64M
3
JKHY icon
Jack Henry & Associates
JKHY
$1.43M
4
AVY icon
Avery Dennison
AVY
$1.32M
5
STZ icon
Constellation Brands
STZ
$1.01M

Sector Composition

1 Technology 16.26%
2 Healthcare 11.71%
3 Financials 11.43%
4 Consumer Discretionary 6.58%
5 Industrials 5.81%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WM icon
151
Waste Management
WM
$91.2B
$448K 0.15%
2,746
-11,027
-80% -$1.8M
AVUV icon
152
Avantis US Small Cap Value ETF
AVUV
$18.2B
$447K 0.15%
6,030
+169
+3% +$12.5K
DOW icon
153
Dow Inc
DOW
$17.5B
$442K 0.15%
8,056
+69
+0.9% +$3.78K
BEPC icon
154
Brookfield Renewable
BEPC
$6.05B
$436K 0.15%
12,480
+6
+0% +$210
NRK icon
155
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$435K 0.15%
41,178
-763
-2% -$8.07K
JQUA icon
156
JPMorgan US Quality Factor ETF
JQUA
$7.18B
$417K 0.14%
10,120
+4,149
+69% +$171K
BP icon
157
BP
BP
$90.8B
$415K 0.14%
10,942
– –
EFG icon
158
iShares MSCI EAFE Growth ETF
EFG
$13.1B
$389K 0.13%
+4,154
New +$389K
BNDC icon
159
FlexShares Core Select Bond Fund
BNDC
$138M
$383K 0.13%
16,983
+3,887
+30% +$87.6K
MO icon
160
Altria Group
MO
$113B
$377K 0.13%
8,458
+430
+5% +$19.2K
GSK icon
161
GSK
GSK
$79.9B
$375K 0.13%
10,551
-4,091
-28% -$146K
SPHD icon
162
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.17B
$374K 0.13%
8,855
+4
+0% +$169
BNTX icon
163
BioNTech
BNTX
$24B
$374K 0.13%
3,000
– –
IEP icon
164
Icahn Enterprises
IEP
$4.86B
$366K 0.13%
7,084
+324
+5% +$16.8K
TLT icon
165
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$363K 0.13%
+3,410
New +$363K
CCD
166
Calamos Dynamic Convertible & Income Fund
CCD
$556M
$351K 0.12%
16,502
+365
+2% +$7.78K
IWR icon
167
iShares Russell Mid-Cap ETF
IWR
$44.4B
$350K 0.12%
5,000
– –
USFR icon
168
WisdomTree Floating Rate Treasury Fund
USFR
$18.8B
$346K 0.12%
6,891
+1,461
+27% +$73.4K
GIGB icon
169
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$669M
$338K 0.12%
7,382
-487
-6% -$22.3K
VCSH icon
170
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$338K 0.12%
4,433
-760
-15% -$57.9K
JUST icon
171
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$476M
$337K 0.12%
5,740
– –
NFLX icon
172
Netflix
NFLX
$513B
$336K 0.12%
+972
New +$336K
MS icon
173
Morgan Stanley
MS
$240B
$332K 0.11%
3,782
-858
-18% -$75.3K
XLF icon
174
Financial Select Sector SPDR Fund
XLF
$54.1B
$331K 0.11%
10,294
+725
+8% +$23.3K
PYPL icon
175
PayPal
PYPL
$67.1B
$327K 0.11%
4,300
+550
+15% +$41.8K
5 6
7
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