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HA

Herold Advisors Portfolio holdings

AUM $455M
1-Year Est. Return 22.2%
This Fund
S&P 500
This Quarter Est. Return
+10.24%
1 Year Est. Return
+22.2%
3 Year Est. Return
+70.39%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$361M
AUM Growth
+$32.8M
Cap. Flow
+$1.15M
Cap. Flow %
0.32%
Top 10 Hldgs %
24.69%
Holding
266
New
20
Increased
87
Reduced
84
Closed
22

Top Buys

Rank Stock Value
1
AVUS icon
Avantis US Equity ETF
AVUS
+$7.02M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.49M
3
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$3.85M
4
BND icon
Vanguard Total Bond Market
BND
+$3.22M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.81M

Top Sells

Rank Stock Value
1
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$11.3M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$5.58M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.7M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$2.78M
5
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$1.9M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Healthcare 11.44%
3 Financials 11.36%
4 Industrials 5.67%
5 Energy 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
126
Vanguard Growth ETF
VUG
$221B
$764K 0.21%
14,754
-6
-0% -$290
NGG icon
127
National Grid
NGG
$82B
$753K 0.21%
11,752
+671
+6% +$40.1K
IGIB icon
128
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$749K 0.21%
14,402
+2,692
+23% +$133K
FTCS icon
129
First Trust Capital Strength ETF
FTCS
$7.8B
$748K 0.21%
9,339
-220
-2% -$16.7K
HYGV icon
130
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$737K 0.2%
18,032
+1,640
+10% +$65K
FDX icon
131
FedEx
FDX
$73.1B
$698K 0.19%
2,760
-150
-5% -$38.1K
GS icon
132
Goldman Sachs
GS
$311B
$685K 0.19%
1,776
– –
KNG icon
133
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.39B
$678K 0.19%
13,109
+6,798
+108% +$336K
MS icon
134
Morgan Stanley
MS
$332B
$675K 0.19%
7,233
+2
+0% +$160
BEN icon
135
Franklin Resources
BEN
$16.7B
$651K 0.18%
21,850
– –
JEPQ icon
136
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.4B
$623K 0.17%
12,484
+2,139
+21% +$103K
QDEF icon
137
FlexShares Quality Dividend Defensive Index Fund
QDEF
$541M
$616K 0.17%
10,436
-394
-4% -$22.1K
IRM icon
138
Iron Mountain
IRM
$37B
$613K 0.17%
8,753
+1
+0% +$63
VO icon
139
Vanguard Mid-Cap ETF
VO
$105B
$612K 0.17%
10,524
-1,072
-9% -$57.3K
ORCL icon
140
Oracle
ORCL
$350B
$612K 0.17%
5,800
-496
-8% -$54.1K
BKLC icon
141
BNY Mellon US Large Cap Core Equity ETF
BKLC
$1.8B
$607K 0.17%
20,145
– –
BAM icon
142
Brookfield Asset Management
BAM
$75.6B
$598K 0.17%
14,813
– –
ADBE icon
143
Adobe
ADBE
$93.3B
$597K 0.17%
1,000
– –
GILD icon
144
Gilead Sciences
GILD
$165B
$591K 0.16%
7,288
-1,033
-12% -$80.4K
WPC icon
145
W.P. Carey
WPC
$16.7B
$585K 0.16%
9,018
-19,812
-69% -$1.14M
MMM icon
146
3M
MMM
$83B
$575K 0.16%
6,289
+722
+13% +$57.9K
TLTD icon
147
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$648M
$574K 0.16%
8,398
+465
+6% +$29.6K
QQEW icon
148
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.74B
$565K 0.16%
4,805
-200
-4% -$21.5K
SLV icon
149
iShares Silver Trust
SLV
$27.2B
$559K 0.15%
25,655
– –
MOAT icon
150
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
$547K 0.15%
6,447
+923
+17% +$71.7K
4 5
6
7 8

Similar funds

AWM
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WMA
West Michigan Advisors Holland, Michigan $455M AUM 29.42% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
GSIAS
Garden State Investment Advisory Services Red Bank, New Jersey $455M AUM 25.41% 1-Year Est. Return
AWM
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LC
Landaas & Company Milwaukee, Wisconsin $456M AUM 15.98% 1-Year Est. Return

Herold Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Herold Advisors held 266 positions worth $361M, up 10% from $329M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Herold Advisors's Q4 2023 filing shows 20 new, 87 increased, 84 reduced and 22 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 115,415 shares worth $2.82M. The largest sale was Goldman Sachs MarketBeta US Equity ETF, an estimated $11.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

  • Herold Advisors's largest Q4 2023 buy was Dimensional World ex US Core Equity 2 ETF: 115,415 shares worth $2.82M.
  • Herold Advisors added most to Avantis US Equity ETF in Q4 2023, an estimated $7.02M increase.
  • Herold Advisors's biggest Q4 2023 reduction was Goldman Sachs MarketBeta US Equity ETF, cutting an estimated $11.3M.
  • Herold Advisors fully exited Goldman Sachs Access US Aggregate Bond ETF in Q4 2023, selling an estimated $2.78M.
  • Herold Advisors's ten largest holdings make up 25% of its $361M portfolio in Q4 2023.
  • Herold Advisors opened 20 new positions and closed 22 in Q4 2023.
  • Herold Advisors's portfolio value rose 10% quarter-over-quarter to $361M.

Based on Herold Advisors's 13F filing for Q4 2023, filed 2 Feb 2024.