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HA

Herold Advisors Portfolio holdings

AUM $455M
1-Year Est. Return 22.2%
This Fund
S&P 500
This Quarter Est. Return
+10.24%
1 Year Est. Return
+22.2%
3 Year Est. Return
+70.39%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$361M
AUM Growth
+$32.8M
Cap. Flow
+$1.15M
Cap. Flow %
0.32%
Top 10 Hldgs %
24.69%
Holding
266
New
20
Increased
87
Reduced
84
Closed
22

Top Buys

Rank Stock Value
1
AVUS icon
Avantis US Equity ETF
AVUS
+$7.02M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.49M
3
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$3.85M
4
BND icon
Vanguard Total Bond Market
BND
+$3.22M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.81M

Top Sells

Rank Stock Value
1
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$11.3M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$5.58M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.7M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$2.78M
5
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$1.9M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Healthcare 11.44%
3 Financials 11.36%
4 Industrials 5.67%
5 Energy 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
101
Lam Research
LRCX
$392B
$1.05M 0.29%
13,370
– –
BNDC icon
102
FlexShares Core Select Bond Fund
BNDC
$168M
$1.03M 0.28%
45,985
+5,622
+14% +$121K
GUNR icon
103
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$6.98B
$1.03M 0.28%
25,097
-1,964
-7% -$78.2K
UNP icon
104
Union Pacific
UNP
$179B
$1.01M 0.28%
4,120
– –
QLV icon
105
FlexShares US Quality Low Volatility Index Fund
QLV
$162M
$1M 0.28%
17,812
+831
+5% +$44.6K
FANG icon
106
Diamondback Energy
FANG
$55B
$1M 0.28%
6,451
– –
COST icon
107
Costco
COST
$417B
$995K 0.28%
1,507
-200
-12% -$119K
ICVT icon
108
iShares Convertible Bond ETF
ICVT
$7.23B
$987K 0.27%
12,560
– –
VIG icon
109
Vanguard Dividend Appreciation ETF
VIG
$111B
$964K 0.27%
5,656
+2
+0% +$322
CWB icon
110
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$960K 0.27%
13,300
– –
BX icon
111
Blackstone
BX
$155B
$959K 0.27%
7,324
-374
-5% -$40.5K
IBN icon
112
ICICI Bank
IBN
$107B
$952K 0.26%
39,950
– –
PEG icon
113
Public Service Enterprise Group
PEG
$39.2B
$945K 0.26%
15,452
– –
TMO icon
114
Thermo Fisher Scientific
TMO
$198B
$918K 0.25%
1,729
+240
+16% +$116K
DKS icon
115
Dick's Sporting Goods
DKS
$19.5B
$912K 0.25%
6,206
– –
RTX icon
116
RTX Corp
RTX
$261B
$905K 0.25%
10,757
-11,711
-52% -$927K
TSCO icon
117
Tractor Supply
TSCO
$16B
$902K 0.25%
20,960
-5,000
-19% -$204K
UPS icon
118
United Parcel Service
UPS
$100B
$857K 0.24%
5,449
-901
-14% -$136K
LOW icon
119
Lowe's Companies
LOW
$117B
$838K 0.23%
3,764
– –
ODFL icon
120
Old Dominion Freight Line
ODFL
$48.6B
$835K 0.23%
4,122
– –
ACN icon
121
Accenture
ACN
$87.9B
$828K 0.23%
2,360
– –
INTC icon
122
Intel
INTC
$478B
$818K 0.23%
16,275
+136
+0.8% +$5.53K
PM icon
123
Philip Morris
PM
$301B
$800K 0.22%
8,502
-650
-7% -$59.9K
FTSM icon
124
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$770K 0.21%
+12,909
New +$770K
FTGS icon
125
First Trust Growth Strength ETF
FTGS
$1.27B
$767K 0.21%
28,152
+4,194
+18% +$105K
3 4
5
6 7

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WMA
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EGP
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FIM
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HFF
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GSIAS
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AWM
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LC
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Herold Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Herold Advisors held 266 positions worth $361M, up 10% from $329M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Herold Advisors's Q4 2023 filing shows 20 new, 87 increased, 84 reduced and 22 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 115,415 shares worth $2.82M. The largest sale was Goldman Sachs MarketBeta US Equity ETF, an estimated $11.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

  • Herold Advisors's largest Q4 2023 buy was Dimensional World ex US Core Equity 2 ETF: 115,415 shares worth $2.82M.
  • Herold Advisors added most to Avantis US Equity ETF in Q4 2023, an estimated $7.02M increase.
  • Herold Advisors's biggest Q4 2023 reduction was Goldman Sachs MarketBeta US Equity ETF, cutting an estimated $11.3M.
  • Herold Advisors fully exited Goldman Sachs Access US Aggregate Bond ETF in Q4 2023, selling an estimated $2.78M.
  • Herold Advisors's ten largest holdings make up 25% of its $361M portfolio in Q4 2023.
  • Herold Advisors opened 20 new positions and closed 22 in Q4 2023.
  • Herold Advisors's portfolio value rose 10% quarter-over-quarter to $361M.

Based on Herold Advisors's 13F filing for Q4 2023, filed 2 Feb 2024.