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HA

Herold Advisors Portfolio holdings

AUM $506M
1-Year Est. Return 26.75%
This Fund
S&P 500
This Quarter Est. Return
+11.73%
1 Year Est. Return
+26.75%
3 Year Est. Return
+79.74%
5 Year Est. Return
+104.88%
10 Year Est. Return
–
AUM
$257M
AUM Growth
+$462K
Cap. Flow
-$23.7M
Cap. Flow %
-9.2%
Top 10 Hldgs %
24.82%
Holding
712
New
2
Increased
68
Reduced
67
Closed
507

Top Buys

Rank Stock Value
1
AVDR
AVDR US LargeCap Leading ETF
AVDR
+$1.01M
2
AVDE icon
Avantis International Equity ETF
AVDE
+$750K
3
VZ icon
Verizon
VZ
+$472K
4
DIS icon
Walt Disney
DIS
+$343K
5
DFUS
Dimensional US Equity ETF
DFUS
+$315K

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.24M
2
ERSX
ERShares NextGen Entrepreneurs ETF
ERSX
+$716K
3
XOVR
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
+$650K
4
MSFT icon
Microsoft
MSFT
+$411K
5
NTSX icon
WisdomTree US Efficient Core Fund
NTSX
+$375K

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Miscellaneous 17.87%
3 Financials 14.02%
4 Healthcare 12.25%
5 Consumer Discretionary 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKLA
676
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-12
Closed -$3K
MRO
677
DELISTED
Marathon Oil Corporation
MRO
– –
-200
Closed -$2K
DNMR
678
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-16
Closed -$10K
HA
679
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-78
Closed -$1K
TUP
680
DELISTED
Tupperware Brands Corporation
TUP
– –
-150
Closed -$3K
WRK
681
DELISTED
WestRock Company
WRK
– –
-2,750
Closed -$137K
DMTK
682
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-200
Closed -$6K
SWAV
683
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-350
Closed -$72K
CEM
684
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-50
Closed -$1K
KSM
685
DELISTED
DWS Strategic Municipal Income Trust
KSM
– –
-1,500
Closed -$18K
LBAI
686
DELISTED
Lakeland Bancorp Inc
LBAI
– –
-300
Closed -$5K
ERSX
687
DELISTED
ERShares NextGen Entrepreneurs ETF
ERSX
– –
-30,935
Closed -$716K
NVTA
688
DELISTED
Invitae Corporation
NVTA
– –
-1,500
Closed -$42K
HEP
689
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-1,000
Closed -$18K
JPS
690
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-1,000
Closed -$9K
PLAT
691
DELISTED
WisdomTree Growth Leaders Fund
PLAT
– –
-165
Closed -$7K
APPH
692
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-200
Closed -$1K
AJRD
693
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-850
Closed -$37K
RIDE
694
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-67
Closed -$7K
HMCOU
695
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
– –
-1,000
Closed -$10K
CFMS
696
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-40
Closed -$1K
TWTR
697
DELISTED
Twitter, Inc.
TWTR
– –
-1,800
Closed -$108K
MNDT
698
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-1,500
Closed -$26K
PSTH.WS
699
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-1,111
Closed -$1K
PSTH
700
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-10,000
Closed -$197K
25 26 27
28
29

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Herold Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Herold Advisors held 712 positions worth $257M, up 0.18% from $257M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Herold Advisors withdrew a net $23.7M in Q4 2021, closing 507 positions and reducing 67 holdings. Its most notable exit was Activision Blizzard, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Miscellaneous and Financials.

Against the trend, Herold Advisors opened a new position in AVDR US LargeCap Leading ETF worth $1.04M.

  • Herold Advisors's largest Q4 2021 buy was AVDR US LargeCap Leading ETF: 32,340 shares worth $1.04M.
  • Herold Advisors added most to Avantis International Equity ETF in Q4 2021, an estimated $750K increase.
  • Herold Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $411K.
  • Herold Advisors fully exited Activision Blizzard in Q4 2021, selling an estimated $1.24M.
  • Herold Advisors's ten largest holdings make up 25% of its $257M portfolio in Q4 2021.
  • Herold Advisors opened 2 new positions and closed 507 in Q4 2021.
  • Herold Advisors's portfolio value rose 0.18% quarter-over-quarter to $257M.

Based on Herold Advisors's 13F filing for Q4 2021, filed 20 Jan 2022.