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HA

Herold Advisors Portfolio holdings

AUM $506M
1-Year Est. Return 26.75%
This Fund
S&P 500
This Quarter Est. Return
+11.73%
1 Year Est. Return
+26.75%
3 Year Est. Return
+79.74%
5 Year Est. Return
+104.88%
10 Year Est. Return
–
AUM
$257M
AUM Growth
+$462K
Cap. Flow
-$23.7M
Cap. Flow %
-9.2%
Top 10 Hldgs %
24.82%
Holding
712
New
2
Increased
68
Reduced
67
Closed
507

Top Buys

Rank Stock Value
1
AVDR
AVDR US LargeCap Leading ETF
AVDR
+$1.01M
2
AVDE icon
Avantis International Equity ETF
AVDE
+$750K
3
VZ icon
Verizon
VZ
+$472K
4
DIS icon
Walt Disney
DIS
+$343K
5
DFUS
Dimensional US Equity ETF
DFUS
+$315K

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.24M
2
ERSX
ERShares NextGen Entrepreneurs ETF
ERSX
+$716K
3
XOVR
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
+$650K
4
MSFT icon
Microsoft
MSFT
+$411K
5
NTSX icon
WisdomTree US Efficient Core Fund
NTSX
+$375K

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Miscellaneous 17.87%
3 Financials 14.02%
4 Healthcare 12.25%
5 Consumer Discretionary 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXN
501
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
– –
-1,011
Closed -$14K
NXTG icon
502
First Trust Indxx NextG ETF
NXTG
$572M
– –
-300
Closed -$22K
NZF icon
503
Nuveen Municipal Credit Income Fund
NZF
$2.34B
– –
-2,676
Closed -$44K
OGN icon
504
Organon & Co
OGN
$3.62B
– –
-3,428
Closed -$112K
OHI icon
505
Omega Healthcare
OHI
$14.1B
– –
-200
Closed -$5K
OIH icon
506
VanEck Oil Services ETF
OIH
$2.1B
– –
-44
Closed -$8K
OMFS icon
507
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$283M
– –
-3,595
Closed -$142K
OPEN icon
508
Opendoor
OPEN
$3.06B
– –
-310
Closed -$6K
OTIS icon
509
Otis Worldwide
OTIS
$27.1B
– –
-800
Closed -$65K
OXY icon
510
Occidental Petroleum
OXY
$60B
– –
-2,530
Closed -$74K
OXY.WS icon
511
Occidental Petroleum Corp Warrants
OXY.WS
$35.8B
– –
-483
Closed -$5K
PALC icon
512
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
$210M
– –
-3,216
Closed -$123K
PARAA
513
DELISTED
Paramount Global Class A
PARAA
– –
-500
Closed -$21K
PARA
514
DELISTED
Paramount Global Class B
PARA
– –
-1,000
Closed -$39K
PAVE icon
515
Global X US Infrastructure Development ETF
PAVE
$13.7B
– –
-260
Closed -$6K
PAWZ icon
516
ProShares Pet Care ETF
PAWZ
$33.6M
– –
-200
Closed -$15K
PAYX icon
517
Paychex
PAYX
$43.3B
– –
-300
Closed -$33K
PDI icon
518
PIMCO Dynamic Income Fund
PDI
$7.24B
– –
-400
Closed -$10K
PDM
519
Piedmont Realty Trust
PDM
$1.21B
– –
-1,044
Closed -$18K
PFF icon
520
iShares Preferred and Income Securities ETF
PFF
$12.9B
– –
-1,151
Closed -$44K
PFFD icon
521
Global X US Preferred ETF
PFFD
$2.14B
– –
-3,635
Closed -$93K
PGX icon
522
Invesco Preferred ETF
PGX
$3.7B
– –
-1,328
Closed -$19K
PHO icon
523
Invesco Water Resources ETF
PHO
$2B
– –
-200
Closed -$10K
PHK
524
PIMCO High Income Fund
PHK
$842M
– –
-800
Closed -$5K
PII icon
525
Polaris
PII
$3.56B
– –
-50
Closed -$5K
19 20
21
22 23

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RWM
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HIM
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LSA
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Herold Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Herold Advisors held 712 positions worth $257M, up 0.18% from $257M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Herold Advisors withdrew a net $23.7M in Q4 2021, closing 507 positions and reducing 67 holdings. Its most notable exit was Activision Blizzard, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Miscellaneous and Financials.

Against the trend, Herold Advisors opened a new position in AVDR US LargeCap Leading ETF worth $1.04M.

  • Herold Advisors's largest Q4 2021 buy was AVDR US LargeCap Leading ETF: 32,340 shares worth $1.04M.
  • Herold Advisors added most to Avantis International Equity ETF in Q4 2021, an estimated $750K increase.
  • Herold Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $411K.
  • Herold Advisors fully exited Activision Blizzard in Q4 2021, selling an estimated $1.24M.
  • Herold Advisors's ten largest holdings make up 25% of its $257M portfolio in Q4 2021.
  • Herold Advisors opened 2 new positions and closed 507 in Q4 2021.
  • Herold Advisors's portfolio value rose 0.18% quarter-over-quarter to $257M.

Based on Herold Advisors's 13F filing for Q4 2021, filed 20 Jan 2022.