HA

Herold Advisors Portfolio holdings

AUM $477M
This Quarter Return
+11.73%
1 Year Return
+16.4%
3 Year Return
+70.07%
5 Year Return
–
10 Year Return
–
AUM
$257M
AUM Growth
+$257M
Cap. Flow
-$21.6M
Cap. Flow %
-8.4%
Top 10 Hldgs %
24.82%
Holding
712
New
2
Increased
70
Reduced
66
Closed
507

Top Buys

1
ISRG icon
Intuitive Surgical
ISRG
$1.9M
2
AVDR
AVDR US LargeCap Leading ETF
AVDR
$1.04M
3
AVDE icon
Avantis International Equity ETF
AVDE
$747K
4
VZ icon
Verizon
VZ
$470K
5
DIS icon
Walt Disney
DIS
$328K

Top Sells

1
ATVI
Activision Blizzard Inc.
ATVI
$1.24M
2
ERSX
ERShares NextGen Entrepreneurs ETF
ERSX
$716K
3
XOVR
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
$650K
4
MSFT icon
Microsoft
MSFT
$426K
5
NTSX icon
WisdomTree US Efficient Core Fund
NTSX
$385K

Sector Composition

1 Technology 19.43%
2 Financials 14.02%
3 Healthcare 12.25%
4 Consumer Discretionary 6.81%
5 Industrials 6.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CSX icon
501
CSX Corp
CSX
$60.6B
– –
-1,290
Closed -$38K
CTVA icon
502
Corteva
CTVA
$50.4B
– –
-2,655
Closed -$111K
CVM icon
503
CEL-SCI Corp
CVM
$71.8M
– –
-1,500
Closed -$16K
D icon
504
Dominion Energy
D
$51.1B
– –
-2,000
Closed -$146K
DAL icon
505
Delta Air Lines
DAL
$40.3B
– –
-500
Closed -$21K
DDD icon
506
3D Systems Corporation
DDD
$295M
– –
-3,000
Closed -$82K
DEM icon
507
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
– –
-100
Closed -$4K
DFP
508
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$430M
– –
-1,000
Closed -$28K
DG icon
509
Dollar General
DG
$23.9B
– –
-100
Closed -$21K
DGS icon
510
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.63B
– –
-1,100
Closed -$58K
DHC
511
Diversified Healthcare Trust
DHC
$920M
– –
-750
Closed -$2K
DHI icon
512
D.R. Horton
DHI
$50.5B
– –
-100
Closed -$8K
DHR icon
513
Danaher
DHR
$147B
– –
-250
Closed -$76K
DIA icon
514
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.9B
– –
-60
Closed -$20K
DIAL icon
515
Columbia Diversified Fixed Income Allocation ETF
DIAL
$383M
– –
-4,600
Closed -$98K
DKNG icon
516
DraftKings
DKNG
$23.8B
– –
-2,950
Closed -$142K
DMF
517
DELISTED
BNY Mellon Municipal Income
DMF
– –
-8,340
Closed -$80K
DNP icon
518
DNP Select Income Fund
DNP
$3.68B
– –
-500
Closed -$5K
DOCU icon
519
DocuSign
DOCU
$15.5B
– –
-200
Closed -$51K
EPD icon
520
Enterprise Products Partners
EPD
$69.6B
– –
-1,300
Closed -$28K
EPR icon
521
EPR Properties
EPR
$4.13B
– –
-200
Closed -$9K
ESG icon
522
FlexShares STOXX US ESG Select Index Fund
ESG
$124M
– –
-300
Closed -$31K
ESGU icon
523
iShares ESG Aware MSCI USA ETF
ESGU
$14.2B
– –
-1,286
Closed -$126K
ETB
524
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$439M
– –
-1,000
Closed -$16K
ETG
525
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.59B
– –
-500
Closed -$10K
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