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HA

Herold Advisors Portfolio holdings

AUM $506M
1-Year Est. Return 26.75%
This Fund
S&P 500
This Quarter Est. Return
+11.73%
1 Year Est. Return
+26.75%
3 Year Est. Return
+79.74%
5 Year Est. Return
+104.88%
10 Year Est. Return
–
AUM
$257M
AUM Growth
+$462K
Cap. Flow
-$23.7M
Cap. Flow %
-9.2%
Top 10 Hldgs %
24.82%
Holding
712
New
2
Increased
68
Reduced
67
Closed
507

Top Buys

Rank Stock Value
1
AVDR
AVDR US LargeCap Leading ETF
AVDR
+$1.01M
2
AVDE icon
Avantis International Equity ETF
AVDE
+$750K
3
VZ icon
Verizon
VZ
+$472K
4
DIS icon
Walt Disney
DIS
+$343K
5
DFUS
Dimensional US Equity ETF
DFUS
+$315K

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.24M
2
ERSX
ERShares NextGen Entrepreneurs ETF
ERSX
+$716K
3
XOVR
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
+$650K
4
MSFT icon
Microsoft
MSFT
+$411K
5
NTSX icon
WisdomTree US Efficient Core Fund
NTSX
+$375K

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Miscellaneous 17.87%
3 Financials 14.02%
4 Healthcare 12.25%
5 Consumer Discretionary 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAN icon
476
Nuveen New York Quality Municipal Income Fund
NAN
$361M
– –
-1,007
Closed -$14K
NBB icon
477
Nuveen Taxable Municipal Income Fund
NBB
$457M
– –
-1,925
Closed -$44K
NBIX icon
478
Neurocrine Biosciences
NBIX
$15.8B
– –
-150
Closed -$14K
NCLH icon
479
Norwegian Cruise Line
NCLH
$7.15B
– –
-2,500
Closed -$66K
NEA icon
480
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.34B
– –
-1,237
Closed -$18K
NEAR icon
481
iShares Short Maturity Bond ETF
NEAR
$5.1B
– –
-572
Closed -$28K
NEM icon
482
Newmont
NEM
$135B
– –
-600
Closed -$32K
NFBK
483
DELISTED
Northfield Bancorp
NFBK
– –
-2,961
Closed -$50K
NIO icon
484
NIO
NIO
$9.52B
– –
-2,300
Closed -$81K
NLY icon
485
Annaly Capital Management
NLY
$17.2B
– –
-1,203
Closed -$40K
NMT icon
486
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$127M
– –
-9,085
Closed -$139K
NOBL icon
487
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
– –
-400
Closed -$17K
NOMD icon
488
Nomad Foods
NOMD
$1.63B
– –
-3,000
Closed -$82K
NRDY icon
489
Nerdy
NRDY
$79.5M
– –
-17
Closed -$2K
NTLA icon
490
Intellia Therapeutics
NTLA
$1.79B
– –
-850
Closed -$114K
NTR icon
491
Nutrien
NTR
$37.9B
– –
-600
Closed -$38K
NUBD icon
492
Nuveen ESG US Aggregate Bond ETF
NUBD
$489M
– –
-900
Closed -$23K
NUDM icon
493
Nuveen ESG International Developed Markets Equity ETF
NUDM
$740M
– –
-310
Closed -$9K
NUEM icon
494
Nuveen ESG Emerging Markets Equity ETF
NUEM
$428M
– –
-300
Closed -$10K
NULV icon
495
Nuveen ESG Large-Cap Value ETF
NULV
$2.54B
– –
-600
Closed -$22K
NUMG icon
496
Nuveen ESG Mid-Cap Growth ETF
NUMG
$354M
– –
-800
Closed -$43K
NUSC icon
497
Nuveen ESG Small-Cap ETF
NUSC
$1.3B
– –
-795
Closed -$34K
NUW icon
498
Nuveen AMT-Free Municipal Value Fund
NUW
$248M
– –
-1,110
Closed -$18K
NVG icon
499
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.59B
– –
-5,195
Closed -$89K
NVS icon
500
Novartis
NVS
$304B
– –
-481
Closed -$39K
18 19
20
21 22

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Herold Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Herold Advisors held 712 positions worth $257M, up 0.18% from $257M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Herold Advisors withdrew a net $23.7M in Q4 2021, closing 507 positions and reducing 67 holdings. Its most notable exit was Activision Blizzard, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Miscellaneous and Financials.

Against the trend, Herold Advisors opened a new position in AVDR US LargeCap Leading ETF worth $1.04M.

  • Herold Advisors's largest Q4 2021 buy was AVDR US LargeCap Leading ETF: 32,340 shares worth $1.04M.
  • Herold Advisors added most to Avantis International Equity ETF in Q4 2021, an estimated $750K increase.
  • Herold Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $411K.
  • Herold Advisors fully exited Activision Blizzard in Q4 2021, selling an estimated $1.24M.
  • Herold Advisors's ten largest holdings make up 25% of its $257M portfolio in Q4 2021.
  • Herold Advisors opened 2 new positions and closed 507 in Q4 2021.
  • Herold Advisors's portfolio value rose 0.18% quarter-over-quarter to $257M.

Based on Herold Advisors's 13F filing for Q4 2021, filed 20 Jan 2022.