HA

Herold Advisors Portfolio holdings

AUM $477M
This Quarter Return
+11.73%
1 Year Return
+16.4%
3 Year Return
+70.07%
5 Year Return
–
10 Year Return
–
AUM
$257M
AUM Growth
+$257M
Cap. Flow
-$21.6M
Cap. Flow %
-8.4%
Top 10 Hldgs %
24.82%
Holding
712
New
2
Increased
70
Reduced
66
Closed
507

Top Buys

1
ISRG icon
Intuitive Surgical
ISRG
$1.9M
2
AVDR
AVDR US LargeCap Leading ETF
AVDR
$1.04M
3
AVDE icon
Avantis International Equity ETF
AVDE
$747K
4
VZ icon
Verizon
VZ
$470K
5
DIS icon
Walt Disney
DIS
$328K

Top Sells

1
ATVI
Activision Blizzard Inc.
ATVI
$1.24M
2
ERSX
ERShares NextGen Entrepreneurs ETF
ERSX
$716K
3
XOVR
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
$650K
4
MSFT icon
Microsoft
MSFT
$426K
5
NTSX icon
WisdomTree US Efficient Core Fund
NTSX
$385K

Sector Composition

1 Technology 19.43%
2 Financials 14.02%
3 Healthcare 12.25%
4 Consumer Discretionary 6.81%
5 Industrials 6.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NUBD icon
401
Nuveen ESG US Aggregate Bond ETF
NUBD
$414M
– –
-900
Closed -$23K
NUDM icon
402
Nuveen ESG International Developed Markets Equity ETF
NUDM
$579M
– –
-310
Closed -$9K
NUEM icon
403
Nuveen ESG Emerging Markets Equity ETF
NUEM
$304M
– –
-300
Closed -$10K
NULV icon
404
Nuveen ESG Large-Cap Value ETF
NULV
$1.78B
– –
-600
Closed -$22K
NUMG icon
405
Nuveen ESG Mid-Cap Growth ETF
NUMG
$407M
– –
-800
Closed -$43K
NUSC icon
406
Nuveen ESG Small-Cap ETF
NUSC
$1.18B
– –
-795
Closed -$34K
NUW icon
407
Nuveen AMT-Free Municipal Value Fund
NUW
$246M
– –
-1,110
Closed -$18K
NVG icon
408
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.52B
– –
-5,195
Closed -$89K
NVS icon
409
Novartis
NVS
$248B
– –
-481
Closed -$39K
NXN icon
410
Nuveen New York Tax-Free Income Portfolio
NXN
$46M
– –
-1,011
Closed -$14K
NXTG icon
411
First Trust Indxx NextG ETF
NXTG
$388M
– –
-300
Closed -$22K
NZF icon
412
Nuveen Municipal Credit Income Fund
NZF
$2.3B
– –
-2,676
Closed -$44K
OGN icon
413
Organon & Co
OGN
$2.55B
– –
-3,428
Closed -$112K
OHI icon
414
Omega Healthcare
OHI
$12.6B
– –
-200
Closed -$5K
OIH icon
415
VanEck Oil Services ETF
OIH
$867M
– –
-44
Closed -$8K
OMFS icon
416
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$250M
– –
-3,595
Closed -$142K
OPEN icon
417
Opendoor
OPEN
$3.71B
– –
-300
Closed -$6K
OTIS icon
418
Otis Worldwide
OTIS
$33.6B
– –
-800
Closed -$65K
PAYX icon
419
Paychex
PAYX
$48.8B
– –
-300
Closed -$33K
PDI icon
420
PIMCO Dynamic Income Fund
PDI
$7.5B
– –
-400
Closed -$10K
PDM
421
Piedmont Realty Trust, Inc.
PDM
$1.06B
– –
-1,044
Closed -$18K
PFF icon
422
iShares Preferred and Income Securities ETF
PFF
$14.4B
– –
-1,151
Closed -$44K
PLUG icon
423
Plug Power
PLUG
$1.74B
– –
-300
Closed -$7K
PMO
424
Putnam Municipal Opportunities Trust
PMO
$275M
– –
-5,800
Closed -$79K
PNC icon
425
PNC Financial Services
PNC
$80.1B
– –
-661
Closed -$129K
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