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HA

Herold Advisors Portfolio holdings

AUM $506M
1-Year Est. Return 26.75%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+26.75%
3 Year Est. Return
+79.75%
5 Year Est. Return
+104.88%
10 Year Est. Return
–
AUM
$257M
AUM Growth
–
Cap. Flow
+$265M
Cap. Flow %
103.3%
Top 10 Hldgs %
21.95%
Holding
710
New
710
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$12.1M
2
MSFT icon
Microsoft
MSFT
+$9.55M
3
MA icon
Mastercard
MA
+$6.5M
4
V icon
Visa
V
+$6.49M
5
NKE icon
Nike
NKE
+$5.05M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 14.32%
3 Healthcare 11.21%
4 Industrials 6.85%
5 Consumer Discretionary 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWV icon
376
iShares Russell 3000 ETF
IWV
$19.4B
$50K 0.02%
+200
New +$52.4K
NFBK
377
DELISTED
Northfield Bancorp
NFBK
$50K 0.02%
+2,961
New +$48.8K
USFR
378
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$50K 0.02%
+2,000
New +$50K
BKR icon
379
Baker Hughes
BKR
$60.3B
$49K 0.02%
+2,000
New +$44.5K
IOVA icon
380
Iovance Biotherapeutics
IOVA
$2.19B
$49K 0.02%
+2,000
New +$47.1K
BAX icon
381
Baxter International
BAX
$12B
$48K 0.02%
+600
New +$47.4K
MDY icon
382
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$48K 0.02%
+100
New +$49.1K
GPM
383
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$48K 0.02%
+5,215
New +$47.9K
BWXT icon
384
BWX Technologies
BWXT
$15.9B
$47K 0.02%
+885
New +$49.9K
CG icon
385
Carlyle Group
CG
$16.6B
$47K 0.02%
+1,000
New +$48K
UBER icon
386
Uber
UBER
$138B
$47K 0.02%
+1,050
New +$45.9K
CMI icon
387
Cummins
CMI
$89.3B
$46K 0.02%
+208
New +$48.7K
FCX icon
388
Freeport-McMoran
FCX
$88.7B
$45K 0.02%
+1,400
New +$49.3K
PTON icon
389
Peloton Interactive
PTON
$2.68B
$45K 0.02%
+521
New +$57.6K
SPOT icon
390
Spotify
SPOT
$101B
$45K 0.02%
+200
New +$47.1K
AFB
391
AllianceBernstein National Municipal Income Fund
AFB
$314M
$44K 0.02%
+3,000
New +$45.2K
NBB icon
392
Nuveen Taxable Municipal Income Fund
NBB
$449M
$44K 0.02%
+1,925
New +$45K
NZF icon
393
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$44K 0.02%
+2,676
New +$46.3K
PFF icon
394
iShares Preferred and Income Securities ETF
PFF
$13.2B
$44K 0.02%
+1,151
New +$45.1K
TCHP icon
395
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.06B
$44K 0.02%
+1,400
New +$46.1K
TSM icon
396
TSMC
TSM
$2.03T
$44K 0.02%
+400
New +$47K
KTF
397
DWS Municipal Income Trust
KTF
$347M
$43K 0.02%
+3,659
New +$44.9K
NUMG icon
398
Nuveen ESG Mid-Cap Growth ETF
NUMG
$346M
$43K 0.02%
+800
New +$44.8K
SCHP icon
399
Schwab US TIPS ETF
SCHP
$16.3B
$43K 0.02%
+1,400
New +$44.2K
EA icon
400
Electronic Arts
EA
$52.4B
$42K 0.02%
+300
New +$42.1K
14 15
16
17 18

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Herold Advisors's Q3 2021 Portfolio in Review

Q3 2021 is the first quarter with a 13F filing on record for Herold Advisors, which disclosed 710 positions worth $257M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Apple: 82,042 shares worth $11.6M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, followed by Financials and Healthcare.

  • Herold Advisors's largest Q3 2021 buy was Apple: 82,042 shares worth $11.6M.
  • Herold Advisors's ten largest holdings make up 22% of its $257M portfolio in Q3 2021.
  • Herold Advisors disclosed 710 positions in Q3 2021, its first 13F filing on record.

Based on Herold Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.