HA

Herold Advisors Portfolio holdings

AUM $455M
1-Year Est. Return 22.2%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+22.2%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$221M
AUM Growth
-$60.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
725
New
Increased
Reduced
Closed

Top Buys

1
+$722K
2
+$417K
3
+$408K
4
CL icon
Colgate-Palmolive
CL
+$256K
5
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$236K

Top Sells

1
+$2.59M
2
+$1.13M
3
+$678K
4
T icon
AT&T
T
+$592K
5
ARKK icon
ARK Innovation ETF
ARKK
+$335K

Sector Composition

1 Technology 16.7%
2 Healthcare 14.59%
3 Financials 12.95%
4 Consumer Discretionary 7.03%
5 Industrials 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
351
– –
-600
352
– –
-850
353
– –
-600
354
– –
-900
355
– –
-310
356
– –
-300
357
– –
-600
358
– –
-800
359
– –
-795
360
– –
-300
361
– –
-2,676
362
– –
-3,168
363
– –
-14
364
– –
-310
365
– –
-801
366
– –
-2,180
367
– –
-483
368
– –
-3,463
369
– –
-500
370
– –
-500
371
– –
-4,365
372
– –
-1,328
373
– –
-200
374
– –
-800
375
– –
-50
13 14
15
16 17