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HA

Herold Advisors Portfolio holdings

AUM $506M
1-Year Est. Return 26.75%
This Fund
S&P 500
This Quarter Est. Return
+11.73%
1 Year Est. Return
+26.75%
3 Year Est. Return
+79.74%
5 Year Est. Return
+104.88%
10 Year Est. Return
–
AUM
$257M
AUM Growth
+$462K
Cap. Flow
-$23.7M
Cap. Flow %
-9.2%
Top 10 Hldgs %
24.82%
Holding
712
New
2
Increased
68
Reduced
67
Closed
507

Top Buys

Rank Stock Value
1
AVDR
AVDR US LargeCap Leading ETF
AVDR
+$1.01M
2
AVDE icon
Avantis International Equity ETF
AVDE
+$750K
3
VZ icon
Verizon
VZ
+$472K
4
DIS icon
Walt Disney
DIS
+$343K
5
DFUS
Dimensional US Equity ETF
DFUS
+$315K

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.24M
2
ERSX
ERShares NextGen Entrepreneurs ETF
ERSX
+$716K
3
XOVR
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
+$650K
4
MSFT icon
Microsoft
MSFT
+$411K
5
NTSX icon
WisdomTree US Efficient Core Fund
NTSX
+$375K

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Miscellaneous 17.87%
3 Financials 14.02%
4 Healthcare 12.25%
5 Consumer Discretionary 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVN
326
Eaton Vance Municipal Income Trust
EVN
$424M
– –
-2,806
Closed -$38K
EVV
327
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
– –
-2,000
Closed -$26K
FALN icon
328
iShares Fallen Angels USD Bond ETF
FALN
$1.66B
– –
-360
Closed -$10K
FCEF icon
329
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.9M
– –
-1,100
Closed -$27K
FCEL icon
330
FuelCell Energy
FCEL
$1.2B
– –
-30
Closed -$6K
FCX icon
331
Freeport-McMoran
FCX
$104B
– –
-1,400
Closed -$45K
FDG icon
332
American Century Focused Dynamic Growth ETF
FDG
$423M
– –
-400
Closed -$32K
FDL icon
333
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.1B
– –
-2,250
Closed -$73K
FDVV icon
334
Fidelity High Dividend ETF
FDVV
$10.5B
– –
-3,000
Closed -$111K
FDX icon
335
FedEx
FDX
$76.3B
– –
-500
Closed -$109K
FISV
336
Fiserv Inc
FISV
$28.2B
– –
-350
Closed -$37K
FIS icon
337
Fidelity National Information Services
FIS
$21.6B
– –
-230
Closed -$27K
FIW icon
338
First Trust Water ETF
FIW
$1.82B
– –
-1,380
Closed -$117K
FLR icon
339
Fluor
FLR
$7.51B
– –
-300
Closed -$4K
FMHI icon
340
First Trust Municipal High Income ETF
FMHI
$1.03B
– –
-100
Closed -$5K
FPE icon
341
First Trust Preferred Securities and Income ETF
FPE
$6.28B
– –
-1,000
Closed -$20K
FPXI icon
342
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$294M
– –
-670
Closed -$42K
FQAL icon
343
Fidelity Quality Factor ETF
FQAL
$1.45B
– –
-500
Closed -$24K
FREL icon
344
Fidelity MSCI Real Estate Index ETF
FREL
$1.45B
– –
-750
Closed -$22K
FUBO icon
345
FuboTV Inc
FUBO
$340M
– –
-33
Closed -$9K
FUTY icon
346
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
– –
-850
Closed -$34K
FVD icon
347
First Trust Value Line Dividend Fund
FVD
$8.16B
– –
-1,602
Closed -$62K
FXI icon
348
iShares China Large-Cap ETF
FXI
$4.28B
– –
-400
Closed -$15K
FYLD icon
349
Cambria Foreign Shareholder Yield ETF
FYLD
$735M
– –
-310
Closed -$8K
GATX icon
350
GATX Corp
GATX
$6.29B
– –
-200
Closed -$17K
12 13
14
15 16

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RWM
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Herold Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Herold Advisors held 712 positions worth $257M, up 0.18% from $257M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Herold Advisors withdrew a net $23.7M in Q4 2021, closing 507 positions and reducing 67 holdings. Its most notable exit was Activision Blizzard, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Miscellaneous and Financials.

Against the trend, Herold Advisors opened a new position in AVDR US LargeCap Leading ETF worth $1.04M.

  • Herold Advisors's largest Q4 2021 buy was AVDR US LargeCap Leading ETF: 32,340 shares worth $1.04M.
  • Herold Advisors added most to Avantis International Equity ETF in Q4 2021, an estimated $750K increase.
  • Herold Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $411K.
  • Herold Advisors fully exited Activision Blizzard in Q4 2021, selling an estimated $1.24M.
  • Herold Advisors's ten largest holdings make up 25% of its $257M portfolio in Q4 2021.
  • Herold Advisors opened 2 new positions and closed 507 in Q4 2021.
  • Herold Advisors's portfolio value rose 0.18% quarter-over-quarter to $257M.

Based on Herold Advisors's 13F filing for Q4 2021, filed 20 Jan 2022.