HA

Herold Advisors Portfolio holdings

AUM $477M
This Quarter Return
+6.63%
1 Year Return
+16.4%
3 Year Return
+70.07%
5 Year Return
–
10 Year Return
–
AUM
$327M
AUM Growth
+$327M
Cap. Flow
+$21.2M
Cap. Flow %
6.5%
Top 10 Hldgs %
25.96%
Holding
249
New
19
Increased
112
Reduced
63
Closed
10

Top Buys

1
AVUS icon
Avantis US Equity ETF
AVUS
$1.37M
2
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$1.12M
3
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
$977K
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$847K
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$789K

Top Sells

1
ABB
ABB Ltd.
ABB
$545K
2
IEP icon
Icahn Enterprises
IEP
$366K
3
PYPL icon
PayPal
PYPL
$327K
4
AAPL icon
Apple
AAPL
$309K
5
JCI icon
Johnson Controls International
JCI
$226K

Sector Composition

1 Technology 16.82%
2 Healthcare 11.08%
3 Financials 10.97%
4 Consumer Discretionary 6.1%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NNY icon
226
Nuveen New York Municipal Value Fund
NNY
$153M
$218K 0.07%
25,794
+986
+4% +$8.33K
QQQ icon
227
Invesco QQQ Trust
QQQ
$364B
$217K 0.07%
+587
New +$217K
D icon
228
Dominion Energy
D
$51.1B
$217K 0.07%
4,185
+225
+6% +$11.7K
HPE icon
229
Hewlett Packard
HPE
$29.6B
$209K 0.06%
12,415
– –
TRV icon
230
Travelers Companies
TRV
$61.1B
$208K 0.06%
1,200
– –
HES
231
DELISTED
Hess
HES
$204K 0.06%
+1,500
New +$204K
NFG icon
232
National Fuel Gas
NFG
$7.84B
$200K 0.06%
3,900
– –
ET icon
233
Energy Transfer Partners
ET
$60.8B
$151K 0.05%
11,910
+10
+0.1% +$127
ENX
234
Eaton Vance New York Municipal Bond Fund
ENX
$170M
$129K 0.04%
13,693
-278
-2% -$2.61K
CHPT icon
235
ChargePoint
CHPT
$263M
$114K 0.04%
+13,000
New +$114K
HLN icon
236
Haleon
HLN
$43.9B
$92.5K 0.03%
11,034
-864
-7% -$7.24K
EXG icon
237
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.73B
$82.8K 0.03%
10,450
-200
-2% -$1.58K
PNI
238
PIMCO New York Municipal Income Fund II
PNI
$74M
$81.9K 0.03%
10,791
+27
+0.3% +$205
EBS icon
239
Emergent Biosolutions
EBS
$443M
$73.5K 0.02%
10,000
– –
IEP icon
240
Icahn Enterprises
IEP
$4.86B
– –
-7,084
Closed -$366K
INDS icon
241
Pacer Industrial Real Estate ETF
INDS
$126M
– –
-5,000
Closed -$203K
JCI icon
242
Johnson Controls International
JCI
$69.9B
– –
-3,760
Closed -$226K
JPC icon
243
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
– –
-10,092
Closed -$66.4K
KHC icon
244
Kraft Heinz
KHC
$33.1B
– –
-5,750
Closed -$222K
LEAD icon
245
Siren DIVCON Leaders Dividend ETF
LEAD
$61.2M
– –
-3,855
Closed -$205K
PYPL icon
246
PayPal
PYPL
$67.1B
– –
-4,300
Closed -$327K
SPLV icon
247
Invesco S&P 500 Low Volatility ETF
SPLV
$8B
– –
-3,460
Closed -$216K
TIP icon
248
iShares TIPS Bond ETF
TIP
$13.6B
– –
-1,943
Closed -$214K
ABB
249
DELISTED
ABB Ltd.
ABB
– –
-15,900
Closed -$545K
6 7 8 9
10