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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+17.55%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$84.6M
AUM Growth
+$1.32M
Cap. Flow
-$5.78M
Cap. Flow %
-6.83%
Top 10 Hldgs %
64.35%
Holding
55
New
11
Increased
6
Reduced
12
Closed
12

Top Buys

Rank Stock Value
1
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$4.74M
2
CONE
CyrusOne Inc Common Stock
CONE
+$4.58M
3
NPTN
NEOPHOTONICS CORP
NPTN
+$3.6M
4
ROG icon
Rogers Corp
ROG
+$3.16M
5
GTS
Triple-S Management Corporation
GTS
+$3.07M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$5.82M
2
PPD
PPD, Inc. Common Stock
PPD
+$4.45M
3
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$3.6M
4
CLDR
Cloudera, Inc.
CLDR
+$2.95M
5
XLNX
Xilinx Inc
XLNX
+$2.78M

Sector Composition

Rank Sector Weight
1 Technology 17.5%
2 Financials 14.64%
3 Healthcare 11.84%
4 Communication Services 9.89%
5 Industrials 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
1
DELISTED
Xilinx Inc
XLNX
$7.74M 9.15%
36,500
-14,112
-28% -$2.78M
COHR
2
DELISTED
Coherent Inc
COHR
$6.8M 8.03%
25,500
-7,500
-23% -$1.94M
INFO
3
DELISTED
IHS Markit Ltd. Common Shares
INFO
$6.65M 7.86%
50,000
+3,000
+6% +$382K
NUAN
4
DELISTED
Nuance Communications, Inc.
NUAN
$6.52M 7.71%
117,900
-16,100
-12% -$888K
BBL
5
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$5.19M 6.14%
+86,870
New +$4.74M
CONE
6
DELISTED
CyrusOne Inc Common Stock
CONE
$4.84M 5.73%
+54,000
New +$4.58M
XENT
7
DELISTED
Intersect ENT, Inc
XENT
$4.4M 5.2%
161,200
+70,097
+77% +$1.9M
NPTN
8
DELISTED
NEOPHOTONICS CORP
NPTN
$4.2M 4.96%
+273,273
New +$3.6M
GTS
9
DELISTED
Triple-S Management Corporation
GTS
$4.13M 4.88%
115,684
+86,684
+299% +$3.07M
WBT
10
DELISTED
Welbilt, Inc.
WBT
$3.97M 4.7%
167,100
-1,900
-1% -$45K
WTW icon
11
Willis Towers Watson
WTW
$31.2B
$3.92M 4.63%
16,500
-9,500
-37% -$2.25M
ROG icon
12
Rogers Corp
ROG
$2.21B
$3.55M 4.2%
+13,000
New +$3.16M
VNE
13
DELISTED
Veoneer, Inc.
VNE
$2.38M 2.81%
67,000
+5,000
+8% +$177K
ARNA
14
DELISTED
Arena Pharmaceuticals Inc
ARNA
$2.28M 2.69%
+24,500
New +$1.61M
SPNT icon
15
SiriusPoint
SPNT
$2.75B
$2.01M 2.37%
247,087
-5,934
-2% -$52.3K
CERN
16
DELISTED
Cerner Corp
CERN
$1.95M 2.31%
+21,000
New +$1.6M
ATH
17
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$1.92M 2.27%
+23,000
New +$1.89M
KRA
18
DELISTED
Kraton Corporation
KRA
$1.76M 2.09%
38,080
+25,874
+212% +$1.19M
TMX
19
DELISTED
Terminix Global Holdings, Inc.
TMX
$1.58M 1.87%
+35,000
New +$1.43M
RRD
20
DELISTED
RR Donnelley & Sons Co.
RRD
$957K 1.13%
+85,000
New +$737K
AJRD
21
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$888K 1.05%
19,000
-24,000
-56% -$1.06M
VG
22
DELISTED
Vonage Holdings Corporation
VG
$873K 1.03%
+42,000
New +$766K
TGNA
23
DELISTED
TEGNA Inc
TGNA
$846K 1%
45,600
+3,600
+9% +$72K
SAFM
24
DELISTED
Sanderson Farms Inc
SAFM
$764K 0.9%
4,000
-3,000
-43% -$565K
TROX icon
25
Tronox
TROX
$932M
$601K 0.71%
25,000
-13,000
-34% -$311K
1
2 3

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Havens Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Havens Advisors held 55 positions worth $84.6M, up 1.6% from $83.3M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Havens Advisors withdrew a net $5.78M in Q4 2021, closing 12 positions and reducing 12 holdings. Its most notable exit was Kansas City Southern, an estimated $5.82M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Havens Advisors opened a new position in BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) worth $5.19M.

  • Havens Advisors's largest Q4 2021 buy was BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares): 86,870 shares worth $5.19M.
  • Havens Advisors added most to Triple-S Management Corporation in Q4 2021, an estimated $3.07M increase.
  • Havens Advisors's biggest Q4 2021 reduction was Xilinx Inc, cutting an estimated $2.78M.
  • Havens Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $5.82M.
  • Havens Advisors's ten largest holdings make up 64% of its $84.6M portfolio in Q4 2021.
  • Havens Advisors opened 11 new positions and closed 12 in Q4 2021.
  • Havens Advisors's portfolio value rose 1.6% quarter-over-quarter to $84.6M.

Based on Havens Advisors's 13F filing for Q4 2021, filed 31 Jan 2022.