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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$110M
AUM Growth
-$32.3M
Cap. Flow
-$35.6M
Cap. Flow %
-32.38%
Top 10 Hldgs %
72.64%
Holding
40
New
9
Increased
8
Reduced
5
Closed
13

Top Buys

Rank Stock Value
1
GWR
Genesee & Wyoming Inc.
GWR
+$5.67M
2
AGN
Allergan plc
AGN
+$5.29M
3
ADSW
Advanced Disposal Services Inc
ADSW
+$4.33M
4
MDSO
Medidata Solutions, Inc.
MDSO
+$4.3M
5
CZR
Caesars Entertainment Corporation
CZR
+$3.65M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$14.7M
2
APC
Anadarko Petroleum
APC
+$12.8M
3
FDC
First Data Corporation
FDC
+$11.1M
4
WP
Worldpay, Inc.
WP
+$8.82M
5
FNSR
Finisar Corp
FNSR
+$5.67M

Sector Composition

Rank Sector Weight
1 Healthcare 27.62%
2 Industrials 16.3%
3 Technology 14.39%
4 Consumer Discretionary 5.24%
5 Energy 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
1
DELISTED
Celgene Corp
CELG
$14.6M 13.25%
146,600
+16,600
+13% +$1.58M
AGN
2
DELISTED
Allergan plc
AGN
$9.85M 8.96%
58,500
+32,500
+125% +$5.29M
WCG
3
DELISTED
Wellcare Health Plans, Inc.
WCG
$9.59M 8.73%
37,000
– –
MLNX
4
DELISTED
Mellanox Technologies, Ltd.
MLNX
$8.56M 7.79%
78,100
-4,400
-5% -$486K
ADSW
5
DELISTED
Advanced Disposal Services Inc
ADSW
$7.92M 7.2%
243,000
+133,500
+122% +$4.33M
ONCE
6
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$7.88M 7.17%
81,300
+27,600
+51% +$2.76M
CY
7
DELISTED
Cypress Semiconductor
CY
$7.26M 6.61%
311,000
+136,000
+78% +$3.11M
GWR
8
DELISTED
Genesee & Wyoming Inc.
GWR
$5.69M 5.18%
+51,503
New +$5.67M
MDSO
9
DELISTED
Medidata Solutions, Inc.
MDSO
$4.31M 3.92%
+47,100
New +$4.3M
CZR
10
DELISTED
Caesars Entertainment Corporation
CZR
$4.22M 3.84%
362,000
+311,000
+610% +$3.65M
ZAYO
11
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$3.01M 2.74%
88,700
-1,300
-1% -$43.8K
PACB icon
12
Pacific Biosciences
PACB
$435M
$2.98M 2.72%
578,500
-33,000
-5% -$185K
S
13
DELISTED
Sprint Corporation
S
$2.97M 2.7%
481,321
+70,321
+17% +$484K
VSM
14
DELISTED
Versum Materials, Inc.
VSM
$2.54M 2.32%
48,083
-29,917
-38% -$1.56M
TGE
15
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$2.33M 2.12%
+115,776
New +$2.24M
GHDX
16
DELISTED
Genomic Health, Inc.
GHDX
$1.9M 1.73%
+28,000
New +$1.92M
CRZO
17
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.89M 1.72%
+220,000
New +$2.01M
WBC
18
DELISTED
WABCO HOLDINGS INC.
WBC
$1.54M 1.4%
11,500
– –
AXTA icon
19
Axalta
AXTA
$7.66B
$1.52M 1.39%
50,500
+1,500
+3% +$44.3K
ALDR
20
DELISTED
Alder Biopharmaceuticals
ALDR
$1.51M 1.37%
+80,000
New +$915K
CVRS
21
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$1.46M 1.32%
+340,000
New +$1.23M
EXAS
22
PUT
DELISTED
Exact Sciences
EXAS
$1.22M 1.11%
+13,500
New +$1.54M
GCI
23
DELISTED
Gannett Co., Inc
GCI
$1.18M 1.07%
+110,000
New +$1.09M
HPK icon
24
HighPeak Energy
HPK
$903M
$410K 0.37%
40,000
– –
FOXA icon
25
Fox Class A
FOXA
$24.5B
$284K 0.26%
9,000
-9,000
-50% -$311K
1
2

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JI
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BGP
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NRC
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EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
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CL
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ECM
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Havens Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Havens Advisors held 40 positions worth $110M, down 23% from $142M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Havens Advisors withdrew a net $35.6M in Q3 2019, closing 13 positions and reducing 5 holdings. Its most notable exit was Red Hat Inc, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Havens Advisors opened a new position in Genesee & Wyoming Inc. worth $5.69M.

  • Havens Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 51,503 shares worth $5.69M.
  • Havens Advisors added most to Allergan plc in Q3 2019, an estimated $5.29M increase.
  • Havens Advisors's biggest Q3 2019 reduction was Versum Materials, Inc., cutting an estimated $1.56M.
  • Havens Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $14.7M.
  • Havens Advisors's ten largest holdings make up 73% of its $110M portfolio in Q3 2019.
  • Havens Advisors opened 9 new positions and closed 13 in Q3 2019.
  • Havens Advisors's portfolio value fell 23% quarter-over-quarter to $110M.

Based on Havens Advisors's 13F filing for Q3 2019, filed 9 Oct 2019.