We are live on ! Find out more
HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$83.3M
AUM Growth
-$42.7M
Cap. Flow
-$43.9M
Cap. Flow %
-52.72%
Top 10 Hldgs %
66.69%
Holding
65
New
19
Increased
3
Reduced
9
Closed
21

Top Buys

Rank Stock Value
1
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$3.24M
2
CLDR
Cloudera, Inc.
CLDR
+$2.94M
3
XENT
Intersect ENT, Inc
XENT
+$2.25M
4
VNE
Veoneer, Inc.
VNE
+$1.97M
5
XLRN
Acceleron Pharma
XLRN
+$1.83M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$10M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$9.92M
3
PFPT
Proofpoint, Inc.
PFPT
+$8.69M
4
WORK
Slack Technologies, Inc.
WORK
+$8.14M
5
AJRD
Aerojet Rocketdyne Holdings
AJRD
+$5.05M

Sector Composition

Rank Sector Weight
1 Healthcare 19.88%
2 Industrials 17.4%
3 Technology 13.95%
4 Financials 11.8%
5 Communication Services 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR
1
DELISTED
Coherent Inc
COHR
$8.25M 9.91%
33,000
-2,000
-6% -$502K
XLNX
2
DELISTED
Xilinx Inc
XLNX
$7.64M 9.18%
50,612
-19,888
-28% -$2.91M
NUAN
3
DELISTED
Nuance Communications, Inc.
NUAN
$7.38M 8.86%
134,000
-4,000
-3% -$220K
WTW icon
4
Willis Towers Watson
WTW
$31.2B
$6.04M 7.26%
26,000
-14,000
-35% -$3.12M
KSU
5
DELISTED
Kansas City Southern
KSU
$5.82M 6.99%
21,500
-500
-2% -$139K
INFO
6
DELISTED
IHS Markit Ltd. Common Shares
INFO
$5.48M 6.58%
47,000
+15,000
+47% +$1.77M
PPD
7
DELISTED
PPD, Inc. Common Stock
PPD
$4.45M 5.34%
95,000
+34,000
+56% +$1.57M
WBT
8
DELISTED
Welbilt, Inc.
WBT
$3.93M 4.72%
169,000
+23,000
+16% +$541K
HRC
9
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$3.6M 4.32%
+24,000
New +$3.24M
CLDR
10
DELISTED
Cloudera, Inc.
CLDR
$2.95M 3.55%
+185,000
New +$2.94M
XENT
11
DELISTED
Intersect ENT, Inc
XENT
$2.48M 2.98%
+91,103
New +$2.25M
XLRN
12
DELISTED
Acceleron Pharma
XLRN
$2.41M 2.89%
+14,000
New +$1.83M
SPNT icon
13
SiriusPoint
SPNT
$2.75B
$2.34M 2.81%
253,021
-10,743
-4% -$103K
VNE
14
DELISTED
Veoneer, Inc.
VNE
$2.11M 2.54%
+62,000
New +$1.97M
TRIL
15
DELISTED
Trillium Therapeutics Inc.
TRIL
$1.91M 2.3%
+109,000
New +$1.27M
AJRD
16
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$1.87M 2.25%
43,000
-113,100
-72% -$5.05M
GRUB
17
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.45M 1.74%
100,000
-71,000
-42% -$1.24M
VRS
18
DELISTED
Verso Corporation
VRS
$1.35M 1.62%
+64,906
New +$1.25M
SAFM
19
DELISTED
Sanderson Farms Inc
SAFM
$1.32M 1.58%
+7,000
New +$1.32M
GTS
20
DELISTED
Triple-S Management Corporation
GTS
$1.03M 1.23%
+29,000
New +$827K
FLOW
21
DELISTED
SPX FLOW, Inc.
FLOW
$1.02M 1.23%
+14,000
New +$1.06M
TROX icon
22
Tronox
TROX
$932M
$937K 1.13%
+38,000
New +$780K
AJRD
23
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$871K 1.05%
+20,000
New +$892K
KDMN
24
DELISTED
Kadmon Holdings, Inc.
KDMN
$852K 1.02%
+97,830
New +$557K
TGNA
25
DELISTED
TEGNA Inc
TGNA
$828K 0.99%
+42,000
New +$763K
1
2 3

Similar funds

JI
Jeereddi Investments Los Angeles, California $38.1M AUM 12.15% 1-Year Est. Return
BGP
BrandyTrust Global Partners Hockessin, Delaware $35.4M AUM
NRC
North Run Capital Boston, Massachusetts $43.5M AUM 38.24% 1-Year Est. Return
EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
Axel Capital Management New York $47.4M AUM 2.75% 1-Year Est. Return
CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
Evolution Capital Management Crystal Bay, Nevada $29M AUM 2.56% 1-Year Est. Return

Havens Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Havens Advisors held 65 positions worth $83.3M, down 34% from $126M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Havens Advisors withdrew a net $43.9M in Q3 2021, closing 21 positions and reducing 9 holdings. Its most notable exit was Maxim Integrated Products, an estimated $10M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Havens Advisors opened a new position in HILL-ROM HOLDINGS, INC. worth $3.6M.

  • Havens Advisors's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 24,000 shares worth $3.6M.
  • Havens Advisors added most to IHS Markit Ltd. Common Shares in Q3 2021, an estimated $1.77M increase.
  • Havens Advisors's biggest Q3 2021 reduction was Aerojet Rocketdyne Holdings, cutting an estimated $5.05M.
  • Havens Advisors fully exited Maxim Integrated Products in Q3 2021, selling an estimated $10M.
  • Havens Advisors's ten largest holdings make up 67% of its $83.3M portfolio in Q3 2021.
  • Havens Advisors opened 19 new positions and closed 21 in Q3 2021.
  • Havens Advisors's portfolio value fell 34% quarter-over-quarter to $83.3M.

Based on Havens Advisors's 13F filing for Q3 2021, filed 7 Oct 2021.