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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+11.16%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$180M
AUM Growth
+$42.5M
Cap. Flow
+$37.4M
Cap. Flow %
20.71%
Top 10 Hldgs %
45.48%
Holding
73
New
30
Increased
8
Reduced
8
Closed
20

Top Buys

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$13.2M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$7.9M
3
BYI
BALLY TECHNOLOGIES, INC.
BYI
+$7.65M
4
SHPG
Shire pic
SHPG
+$7.2M
5
AMRE
AMREIT INC NEW COM STK
AMRE
+$6.51M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$10.4M
2
RDA
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
+$6.43M
3
IDIX
IDENIX PHARMACEUTICALS INC
IDIX
+$6.05M
4
CHDX
CHINDEX INTL INC
CHDX
+$4.64M
5
HSH
HILLSHIRE BRANDS CO
HSH
+$3.89M

Sector Composition

Rank Sector Weight
1 Healthcare 13.68%
2 Consumer Staples 12.88%
3 Consumer Discretionary 10.35%
4 Technology 9.81%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDO
1
DELISTED
FAMILY DOLLAR STORES
FDO
$13.8M 7.66%
+179,000
New +$13.2M
TWC
2
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$9.61M 5.33%
67,000
+7,000
+12% +$1.04M
BYI
3
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$8.47M 4.7%
+105,000
New +$7.65M
AGN
4
DELISTED
Allergan Inc
AGN
$8.02M 4.44%
45,000
-10,500
-19% -$1.74M
TRW
5
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$8M 4.43%
+79,000
New +$7.9M
SHPG
6
DELISTED
Shire pic
SHPG
$7.51M 4.16%
+29,000
New +$7.2M
COV
7
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$7.35M 4.07%
85,000
-19,000
-18% -$1.68M
CQB
8
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$6.73M 3.73%
+474,000
New +$5.81M
AMRE
9
DELISTED
AMREIT INC NEW COM STK
AMRE
$6.55M 3.63%
+285,000
New +$6.51M
MGAM
10
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$5.99M 3.32%
+166,467
New +$5.01M
DTV
11
DELISTED
DIRECTV COM STK (DE)
DTV
$5.36M 2.97%
62,000
+3,000
+5% +$258K
GTIV
12
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$5.02M 2.78%
+299,000
New +$5.23M
FWLT
13
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$4.21M 2.33%
133,000
+9,000
+7% +$294K
ROC
14
DELISTED
ROCKWOOD HLDGS INC
ROC
$4.13M 2.29%
+54,000
New +$4.32M
SHPG
15
PUT
DELISTED
Shire pic
SHPG
$3.76M 2.08%
+14,500
New +$3.6M
HCBK
16
DELISTED
HUDSON CITY BANCORP INC
HCBK
$3.74M 2.07%
385,000
-247,085
-39% -$2.43M
MW
17
DELISTED
THE MENS WAREHOUSE INC
MW
$3.52M 1.95%
74,500
+8,500
+13% +$454K
COV
18
PUT
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$3.46M 1.92%
+40,000
New +$3.54M
CNQR
19
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$3.42M 1.9%
+27,000
New +$2.74M
BRSL
20
Brightstar Lottery PLC
BRSL
$1.84B
$3.29M 1.82%
+195,000
New +$3.24M
SWS
21
DELISTED
SWS GROUP INC
SWS
$3.08M 1.71%
447,500
-131,100
-23% -$949K
T icon
22
PUT
AT&T
T
$159B
$3.03M 1.68%
113,864
+1,324
+1% +$35.2K
PL
23
DELISTED
PROTECTIVE LIFE CORP
PL
$2.92M 1.62%
42,000
+12,000
+40% +$833K
MEAS
24
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$2.65M 1.47%
31,000
+6,000
+24% +$515K
MHGC
25
DELISTED
Morgans Hotel Group Co.
MHGC
$2.61M 1.45%
323,279
-76,721
-19% -$595K
1
2 3

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NRC
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EOCM
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LN
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ACM
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CL
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Havens Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Havens Advisors held 73 positions worth $180M, up 31% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Havens Advisors deployed $37.4M of net new capital in Q3 2014, opening 30 new positions and adding to 8 existing holdings. Its largest new stake was FAMILY DOLLAR STORES: 179,000 shares worth $13.8M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 22% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

On the sell side, the largest reduction was HUDSON CITY BANCORP INC, an estimated $2.43M trimmed.

  • Havens Advisors's largest Q3 2014 buy was FAMILY DOLLAR STORES: 179,000 shares worth $13.8M.
  • Havens Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $1.04M increase.
  • Havens Advisors's biggest Q3 2014 reduction was HUDSON CITY BANCORP INC, cutting an estimated $2.43M.
  • Havens Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $10.4M.
  • Havens Advisors's ten largest holdings make up 45% of its $180M portfolio in Q3 2014.
  • Havens Advisors opened 30 new positions and closed 20 in Q3 2014.
  • Havens Advisors's portfolio value rose 31% quarter-over-quarter to $180M.

Based on Havens Advisors's 13F filing for Q3 2014, filed 31 Oct 2014.