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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+11.13%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$98.1M
AUM Growth
-$27.9M
Cap. Flow
-$30.7M
Cap. Flow %
-31.28%
Top 10 Hldgs %
60.35%
Holding
52
New
15
Increased
3
Reduced
4
Closed
22

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$7.53M
2
FRX
FOREST LABORATORIES INC
FRX
+$7.42M
3
AGN
Allergan Inc
AGN
+$4.51M
4
SWS
SWS GROUP INC
SWS
+$4.37M
5
BEAM
BEAM INC COM STK (DE)
BEAM
+$4.07M

Top Sells

Rank Stock Value
1
LPS
LENDER PROCESSING SERVICES INC
LPS
+$9.35M
2
CSE
CAPITALSOURCE INC
CSE
+$6.97M
3
BPO
BROOKFIELD OFFICE PROPERTIES. INC
BPO
+$6.01M
4
HMA
HEALTH MGMT ASSOC INC CL-A
HMA
+$5.76M
5
OMC icon
Omnicom Group
OMC
+$5.28M

Sector Composition

Rank Sector Weight
1 Healthcare 17.14%
2 Communication Services 12.07%
3 Financials 9.34%
4 Consumer Discretionary 7.38%
5 Technology 5.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRX
1
DELISTED
FOREST LABORATORIES INC
FRX
$8.46M 8.62%
+92,000
New +$7.42M
TWC
2
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$7.78M 7.93%
+55,000
New +$7.53M
HCBK
3
DELISTED
HUDSON CITY BANCORP INC
HCBK
$7.44M 7.58%
747,010
-132,000
-15% -$1.24M
JOSB
4
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$6.46M 6.58%
100,000
+9,000
+10% +$526K
AGN
5
DELISTED
Allergan Inc
AGN
$6.14M 6.25%
+37,000
New +$4.51M
RDA
6
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
$6.05M 6.17%
358,653
+69,753
+24% +$1.26M
CHDX
7
DELISTED
CHINDEX INTL INC
CHDX
$4.41M 4.49%
+185,000
New +$3.31M
SWS
8
DELISTED
SWS GROUP INC
SWS
$4.22M 4.31%
+570,000
New +$4.37M
BEAM
9
DELISTED
BEAM INC COM STK (DE)
BEAM
$4.17M 4.25%
+50,000
New +$4.07M
ACO
10
DELISTED
AMCOL International Corp
ACO
$4.08M 4.16%
+89,000
New +$3.59M
MW
11
DELISTED
THE MENS WAREHOUSE INC
MW
$3.7M 3.77%
78,000
-21,500
-22% -$1.07M
MHGC
12
DELISTED
Morgans Hotel Group Co.
MHGC
$3.54M 3.61%
472,335
+81,406
+21% +$644K
FWLT
13
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$3.46M 3.53%
+101,000
New +$3.16M
LSI
14
DELISTED
LSI CORPORATION
LSI
$3.11M 3.17%
279,000
-51,000
-15% -$564K
SIRI icon
15
SiriusXM
SIRI
$9.98B
$2.71M 2.76%
+85,000
New +$3M
WU icon
16
Western Union
WU
$1.98B
$2.51M 2.55%
157,883
– –
HSBC icon
17
HSBC
HSBC
$365B
$2.43M 2.48%
54,956
– –
JNPR
18
DELISTED
Juniper Networks
JNPR
$2.08M 2.12%
84,190
– –
ARTC
19
DELISTED
ARTHROCARE CORP
ARTC
$2.04M 2.08%
+42,000
New +$1.99M
USCR
20
DELISTED
U S Concrete, Inc.
USCR
$2M 2.04%
81,250
-18,750
-19% -$437K
TMUS icon
21
T-Mobile US
TMUS
$185B
$1.35M 1.37%
+46,000
New +$1.46M
HRI icon
22
Herc Holdings
HRI
$5.02B
$1.28M 1.31%
+15,000
New +$1.21M
AMGN icon
23
Amgen
AMGN
$208B
$1.26M 1.28%
11,276
– –
YHOO
24
DELISTED
Yahoo Inc
YHOO
$1.17M 1.19%
32,520
– –
MNK
25
CALL
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1.07M 1.09%
+15,000
New +$945K
1
2

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Havens Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Havens Advisors held 52 positions worth $98.1M, down 22% from $126M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Havens Advisors withdrew a net $30.7M in Q1 2014, closing 22 positions and reducing 4 holdings. Its most notable exit was LENDER PROCESSING SERVICES INC, an estimated $9.35M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 7.4% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Havens Advisors opened a new position in TIME WARNER CABLE INC NEW COM STK worth $7.78M.

  • Havens Advisors's largest Q1 2014 buy was TIME WARNER CABLE INC NEW COM STK: 55,000 shares worth $7.78M.
  • Havens Advisors added most to RDA MICROELECTRONICS INC SPONSORED ADR in Q1 2014, an estimated $1.26M increase.
  • Havens Advisors's biggest Q1 2014 reduction was HUDSON CITY BANCORP INC, cutting an estimated $1.24M.
  • Havens Advisors fully exited LENDER PROCESSING SERVICES INC in Q1 2014, selling an estimated $9.35M.
  • Havens Advisors's ten largest holdings make up 60% of its $98.1M portfolio in Q1 2014.
  • Havens Advisors opened 15 new positions and closed 22 in Q1 2014.
  • Havens Advisors's portfolio value fell 22% quarter-over-quarter to $98.1M.

Based on Havens Advisors's 13F filing for Q1 2014, filed 8 May 2014.