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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$161M
AUM Growth
-$19.4M
Cap. Flow
-$31.1M
Cap. Flow %
-19.33%
Top 10 Hldgs %
56.01%
Holding
68
New
14
Increased
13
Reduced
8
Closed
24

Top Buys

Rank Stock Value
1
CBST
CUBIST PHARMACEUTICALS INC
CBST
+$3.81M
2
DRC
DRESSER-RAND GROUP INC
DRC
+$3.66M
3
ROC
ROCKWOOD HLDGS INC
ROC
+$3.55M
4
AUXL
AUXILIUM PHARAMCEUTICALS INC
AUXL
+$3.1M
5
AMRE
AMREIT INC NEW COM STK
AMRE
+$2.74M

Top Sells

Rank Stock Value
1
BYI
BALLY TECHNOLOGIES, INC.
BYI
+$8.47M
2
MGAM
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
+$5.99M
3
SHPG
Shire pic
SHPG
+$5.69M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$4.21M
5
MW
THE MENS WAREHOUSE INC
MW
+$3.52M

Sector Composition

Rank Sector Weight
1 Healthcare 16.12%
2 Consumer Staples 12.24%
3 Consumer Discretionary 10.61%
4 Financials 9.49%
5 Communication Services 6.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDO
1
DELISTED
FAMILY DOLLAR STORES
FDO
$13.5M 8.35%
169,908
-9,092
-5% -$714K
TWC
2
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$10.9M 6.8%
72,000
+5,000
+7% +$721K
AGN
3
DELISTED
Allergan Inc
AGN
$10.9M 6.75%
51,120
+6,120
+14% +$1.22M
AMRE
4
DELISTED
AMREIT INC NEW COM STK
AMRE
$10.4M 6.47%
392,817
+107,817
+38% +$2.74M
TRW
5
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$9.05M 5.62%
87,984
+8,984
+11% +$917K
COV
6
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$8.18M 5.08%
80,000
-5,000
-6% -$480K
ROC
7
DELISTED
ROCKWOOD HLDGS INC
ROC
$7.88M 4.89%
100,000
+46,000
+85% +$3.55M
DTV
8
DELISTED
DIRECTV COM STK (DE)
DTV
$7.02M 4.36%
81,000
+19,000
+31% +$1.63M
CQB
9
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$6.25M 3.88%
432,500
-41,500
-9% -$591K
DRC
10
DELISTED
DRESSER-RAND GROUP INC
DRC
$6.13M 3.81%
75,000
+45,000
+150% +$3.66M
AUXL
11
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$5.5M 3.42%
160,000
+95,000
+146% +$3.1M
CBST
12
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$4.93M 3.06%
+49,000
New +$3.81M
PL
13
DELISTED
PROTECTIVE LIFE CORP
PL
$4.46M 2.77%
64,000
+22,000
+52% +$1.53M
BRSL
14
Brightstar Lottery PLC
BRSL
$1.84B
$3.63M 2.25%
210,471
+15,471
+8% +$260K
HCT
15
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$3.54M 2.2%
297,800
+112,800
+61% +$1.28M
TLM
16
DELISTED
TALISMAN ENERGY INC
TLM
$2.86M 1.77%
+365,000
New +$2.29M
WU icon
17
Western Union
WU
$1.98B
$2.83M 1.76%
157,883
– –
HCBK
18
DELISTED
HUDSON CITY BANCORP INC
HCBK
$2.63M 1.63%
260,000
-125,000
-32% -$1.21M
GTIV
19
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$2.57M 1.59%
134,840
-164,160
-55% -$3.13M
GFIG
20
DELISTED
GFI GROUP INC
GFIG
$2.51M 1.56%
460,000
+98,000
+27% +$513K
AVNR
21
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$2.46M 1.53%
+145,000
New +$2.04M
BRP
22
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$2.41M 1.49%
+100,000
New +$2.22M
CFN
23
DELISTED
CAREFUSION CORPORATION
CFN
$2.25M 1.4%
+38,000
New +$2.18M
HSBC icon
24
HSBC
HSBC
$365B
$2.24M 1.39%
54,956
– –
CVD
25
DELISTED
COVANCE INC.
CVD
$2.18M 1.35%
+21,000
New +$1.97M
1
2 3

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JI
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BGP
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NRC
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EOCM
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LN
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ACM
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CL
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ECM
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Havens Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Havens Advisors held 68 positions worth $161M, down 11% from $180M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Havens Advisors withdrew a net $31.1M in Q4 2014, closing 24 positions and reducing 8 holdings. Its most notable exit was BALLY TECHNOLOGIES, INC., an estimated $8.47M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 14% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, Havens Advisors opened a new position in CUBIST PHARMACEUTICALS INC worth $4.93M.

  • Havens Advisors's largest Q4 2014 buy was CUBIST PHARMACEUTICALS INC: 49,000 shares worth $4.93M.
  • Havens Advisors added most to DRESSER-RAND GROUP INC in Q4 2014, an estimated $3.66M increase.
  • Havens Advisors's biggest Q4 2014 reduction was Shire pic, cutting an estimated $5.69M.
  • Havens Advisors fully exited BALLY TECHNOLOGIES, INC. in Q4 2014, selling an estimated $8.47M.
  • Havens Advisors's ten largest holdings make up 56% of its $161M portfolio in Q4 2014.
  • Havens Advisors opened 14 new positions and closed 24 in Q4 2014.
  • Havens Advisors's portfolio value fell 11% quarter-over-quarter to $161M.

Based on Havens Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.