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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$133M
AUM Growth
-$15.4M
Cap. Flow
-$19.1M
Cap. Flow %
-14.41%
Top 10 Hldgs %
77.93%
Holding
37
New
10
Increased
9
Reduced
2
Closed
16

Top Buys

Rank Stock Value
1
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$7.16M
2
CPN
Calpine Corporation
CPN
+$6.7M
3
GGP
GGP Inc.
GGP
+$5.01M
4
COL
Rockwell Collins
COL
+$4.8M
5
AAAP
Advanced Accelerator Applications S.A.
AAAP
+$4.1M

Top Sells

Rank Stock Value
1
ALR
Alere Inc
ALR
+$13.3M
2
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
+$8.5M
3
BCR
CR Bard Inc.
BCR
+$8.01M
4
LVLT
Level 3 Communications Inc
LVLT
+$7.89M
5
KITE
Kite Pharma, Inc.
KITE
+$7.14M

Sector Composition

Rank Sector Weight
1 Communication Services 34.75%
2 Technology 13.36%
3 Utilities 9.83%
4 Materials 9.34%
5 Healthcare 7.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
1
NXP Semiconductors
NXPI
$57.8B
$13.2M 9.97%
113,100
+33,800
+43% +$3.9M
CPN
2
DELISTED
Calpine Corporation
CPN
$13.1M 9.83%
863,400
+447,400
+108% +$6.7M
TRCO
3
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$12.9M 9.7%
303,600
+173,600
+134% +$7.16M
STRP
4
DELISTED
Straight Path Communications Inc.
STRP
$12.7M 9.58%
70,000
+6,000
+9% +$1.09M
MON
5
DELISTED
Monsanto Co
MON
$11.4M 8.61%
98,000
+12,000
+14% +$1.43M
AKRX
6
DELISTED
Akorn Inc
AKRX
$10.7M 8.08%
333,300
+1,300
+0.4% +$42.6K
TWX
7
DELISTED
Time Warner Inc
TWX
$10.3M 7.73%
112,300
-48,000
-30% -$4.53M
COL
8
DELISTED
Rockwell Collins
COL
$7.16M 5.39%
52,800
+35,800
+211% +$4.8M
SNI
9
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$6.75M 5.08%
79,000
+37,800
+92% +$3.12M
GGP
10
DELISTED
GGP Inc.
GGP
$5.26M 3.96%
+225,000
New +$5.01M
RXDX
11
DELISTED
Ignyta, Inc.
RXDX
$4.41M 3.32%
+165,000
New +$2.68M
AAAP
12
DELISTED
Advanced Accelerator Applications S.A.
AAAP
$4.31M 3.24%
+52,803
New +$4.1M
RGC
13
DELISTED
Regal Entertainment Group
RGC
$3.54M 2.67%
+154,000
New +$2.84M
AET
14
DELISTED
Aetna Inc
AET
$3.52M 2.65%
+19,500
New +$3.35M
CAVM
15
DELISTED
Cavium, Inc.
CAVM
$3.44M 2.59%
+41,000
New +$3.17M
RTX icon
16
CALL
RTX Corp
RTX
$290B
$2.3M 1.73%
+28,602
New +$2.17M
OA
17
DELISTED
Orbital ATK, Inc.
OA
$2.29M 1.72%
17,375
+6,875
+65% +$912K
SCMP
18
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$1.79M 1.35%
+100,000
New +$1.23M
ENTL
19
DELISTED
Entellus Medical, Inc. Common Stock
ENTL
$1.68M 1.27%
+69,028
New +$1.33M
AABA
20
DELISTED
Altaba Inc
AABA
$1.08M 0.81%
15,400
-62,600
-80% -$4.36M
AXTA icon
21
Axalta
AXTA
$7.66B
$971K 0.73%
+30,000
New +$950K
AMGN icon
22
Amgen
AMGN
$208B
– –
-4,000
Closed -$746K
T icon
23
PUT
AT&T
T
$159B
– –
-66,200
Closed -$1.96M
HSNI
24
DELISTED
HSN, Inc.
HSNI
– –
-33,299
Closed -$1.3M
GLBL
25
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
– –
-178,000
Closed -$846K
1
2

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NRC
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EOCM
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LN
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ECM
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Havens Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Havens Advisors held 37 positions worth $133M, down 10% from $148M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Havens Advisors withdrew a net $19.1M in Q4 2017, closing 16 positions and reducing 2 holdings. Its most notable exit was Alere Inc, an estimated $13.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 35% of assets, up from 25% a quarter earlier, followed by Technology and Utilities.

Against the trend, Havens Advisors opened a new position in GGP Inc. worth $5.26M.

  • Havens Advisors's largest Q4 2017 buy was GGP Inc.: 225,000 shares worth $5.26M.
  • Havens Advisors added most to TRIBUNE MEDIA COMPANY CLASS A in Q4 2017, an estimated $7.16M increase.
  • Havens Advisors's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $4.53M.
  • Havens Advisors fully exited Alere Inc in Q4 2017, selling an estimated $13.3M.
  • Havens Advisors's ten largest holdings make up 78% of its $133M portfolio in Q4 2017.
  • Havens Advisors opened 10 new positions and closed 16 in Q4 2017.
  • Havens Advisors's portfolio value fell 10% quarter-over-quarter to $133M.

Based on Havens Advisors's 13F filing for Q4 2017, filed 17 Jan 2018.