HA

Havens Advisors Portfolio holdings

AUM $39.3M
This Quarter Return
+7.2%
1 Year Return
+80.25%
3 Year Return
+459.2%
5 Year Return
+1,415.43%
10 Year Return
–
AUM
$143M
AUM Growth
+$143M
Cap. Flow
+$3.03M
Cap. Flow %
2.12%
Top 10 Hldgs %
71.92%
Holding
40
New
9
Increased
10
Reduced
2
Closed
14

Top Buys

1
KITE
Kite Pharma, Inc.
KITE
$7.14M
2
STRP
Straight Path Communications Inc.
STRP
$6.14M
3
CPN
Calpine Corporation
CPN
$6.14M
4
ALR
Alere Inc
ALR
$6.12M
5
AKRX
Akorn, Inc.
AKRX
$5.29M

Top Sells

1
MBLY
Mobileye N.V.
MBLY
$10.7M
2
RAI
Reynolds American Inc
RAI
$9.86M
3
WOOF
VCA Inc.
WOOF
$7.94M
4
CAB
Cabela's Inc
CAB
$6.24M
5
PNRA
Panera Bread Co
PNRA
$5.38M

Sector Composition

1 Communication Services 25.7%
2 Technology 15.79%
3 Healthcare 12.37%
4 Materials 9.12%
5 Industrials 5.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TWX
1
DELISTED
Time Warner Inc
TWX
$16.4M 11.08% 160,300 +30,300 +23% +$3.1M
ALR
2
DELISTED
Alere Inc
ALR
$13.3M 8.94% 260,000 +120,000 +86% +$6.12M
STRP
3
DELISTED
Straight Path Communications Inc.
STRP
$11.6M 7.8% 64,000 +34,001 +113% +$6.14M
AKRX
4
DELISTED
Akorn, Inc.
AKRX
$11M 7.43% 332,000 +159,346 +92% +$5.29M
MON
5
DELISTED
Monsanto Co
MON
$10.3M 6.95% 86,000 +10,400 +14% +$1.25M
NXPI icon
6
NXP Semiconductors
NXPI
$59.2B
$8.97M 6.05% 79,300 -2,700 -3% -$305K
BRCD
7
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$8.5M 5.73% 711,500 +151,500 +27% +$1.81M
BCR
8
DELISTED
CR Bard Inc.
BCR
$8.01M 5.4% 25,000 +12,823 +105% +$4.11M
LVLT
9
DELISTED
Level 3 Communications Inc
LVLT
$7.89M 5.32% 148,000 – –
KITE
10
DELISTED
Kite Pharma, Inc.
KITE
$7.14M 4.81% +39,700 New +$7.14M
RICE
11
DELISTED
Rice Energy Inc.
RICE
$7.09M 4.78% 245,000 +175,000 +250% +$5.06M
CPN
12
DELISTED
Calpine Corporation
CPN
$6.14M 4.14% +416,000 New +$6.14M
TRCO
13
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$5.31M 3.58% 130,000 +21,600 +20% +$883K
AABA
14
DELISTED
Altaba Inc. Common Stock
AABA
$5.17M 3.48% 78,000 +18,000 +30% +$1.19M
SNI
15
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$3.54M 2.39% +41,200 New +$3.54M
DDC
16
DELISTED
Dominion Diamond Corporation
DDC
$2.45M 1.65% 173,047 – –
COL
17
DELISTED
Rockwell Collins
COL
$2.22M 1.5% +17,000 New +$2.22M
NDRM
18
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
$1.78M 1.2% +45,750 New +$1.78M
PMC
19
DELISTED
PharMerica Corporation
PMC
$1.77M 1.2% +60,500 New +$1.77M
OA
20
DELISTED
Orbital ATK, Inc.
OA
$1.4M 0.94% +10,500 New +$1.4M
HSNI
21
DELISTED
HSN, Inc.
HSNI
$1.3M 0.88% +33,299 New +$1.3M
GLBL
22
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$846K 0.57% 178,000 -120,000 -40% -$570K
AMGN icon
23
Amgen
AMGN
$155B
$746K 0.5% 4,000 – –
RIC
24
DELISTED
Richmont Mines Inc.
RIC
$311K 0.21% +33,300 New +$311K
LPNT
25
DELISTED
LifePoint Health, Inc.
LPNT
$178K 0.12% 3,070 – –
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