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HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+22.15%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$180M
AUM Growth
+$51.7M
Cap. Flow
+$45.3M
Cap. Flow %
25.22%
Top 10 Hldgs %
48.04%
Holding
71
New
28
Increased
6
Reduced
5
Closed
21

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$17.5M
2
SPRD
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
+$7.28M
3
CSE
CAPITALSOURCE INC
CSE
+$7.23M
4
NYX
NYSE EURONEXT INC
NYX
+$6.96M
5
FIRE
SOURCEFIRE INC COM STK
FIRE
+$5.22M

Top Sells

Rank Stock Value
1
SFD
SMITHFIELD FOODS,INC
SFD
+$12.1M
2
ET
EXACTTARGET INC COM STK (DE)
ET
+$6.07M
3
FON
SPRINT CORP FON COM
FON
+$5.18M
4
LEDR
MARKET LEADER INC COM STK (WA)
LEDR
+$4.82M
5
WWAV.B
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 14.78%
2 Healthcare 8.06%
3 Industrials 5.7%
4 Consumer Discretionary 5.11%
5 Communication Services 4.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONXX
1
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$17.2M 9.59%
+138,000
New +$17.5M
ELN
2
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$10.5M 5.86%
675,000
-79,000
-10% -$1.19M
NYX
3
DELISTED
NYSE EURONEXT INC
NYX
$9.57M 5.33%
228,000
+166,000
+268% +$6.96M
LPS
4
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$9.42M 5.25%
283,240
+56,240
+25% +$1.83M
CSE
5
DELISTED
CAPITALSOURCE INC
CSE
$8.12M 4.52%
+638,648
New +$7.23M
SPRD
6
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$7.49M 4.17%
+246,000
New +$7.28M
DELL
7
DELISTED
DELL INC
DELL
$6.88M 3.83%
500,000
-107,000
-18% -$1.45M
ROCM
8
DELISTED
ROCHESTER MEDICAL CORP
ROCM
$6.05M 3.37%
+303,146
New +$4.94M
FIRE
9
DELISTED
SOURCEFIRE INC COM STK
FIRE
$5.54M 3.09%
+73,000
New +$5.22M
HCBK
10
DELISTED
HUDSON CITY BANCORP INC
HCBK
$5.42M 3.02%
600,000
+150,000
+33% +$1.41M
MOLXA
11
DELISTED
MOLEX INC CL-A
MOLXA
$4.9M 2.73%
+128,000
New +$4.9M
OMC icon
12
Omnicom Group
OMC
$21.6B
$4.5M 2.51%
+71,000
New +$4.52M
BLC
13
DELISTED
BELO CORP SER A
BLC
$4.1M 2.28%
299,000
+130,000
+77% +$1.84M
NTSC
14
DELISTED
NATL TECHNICAL SYS INC
NTSC
$4.01M 2.23%
+175,397
New +$3.41M
LIFE
15
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$3.59M 2%
48,000
+8,000
+20% +$597K
SKS
16
DELISTED
SAKS INCORPORATED
SKS
$3.59M 2%
+225,000
New +$3.5M
BZ
17
DELISTED
BOISE INC COM STK (DE)
BZ
$3.49M 1.94%
+277,065
New +$2.65M
WWAV
18
DELISTED
The WhiteWave Foods Company
WWAV
$3.46M 1.93%
+173,300
New +$3.29M
SFD
19
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
$3.4M 1.89%
+100,000
New +$3.35M
JEF icon
20
Jefferies Financial Group
JEF
$12.6B
$3.32M 1.85%
135,992
– –
VLTR
21
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
$3.22M 1.79%
+140,000
New +$2.66M
MFB
22
DELISTED
MAIDENFORM BRANDS, INC
MFB
$2.98M 1.66%
+127,000
New +$2.82M
WU icon
23
Western Union
WU
$1.98B
$2.95M 1.64%
157,883
– –
FNF icon
24
PUT
Fidelity National Financial
FNF
$13.9B
$2.68M 1.49%
176,204
+12,261
+7% +$173K
USCR
25
DELISTED
U S Concrete, Inc.
USCR
$2.61M 1.45%
+130,000
New +$2.39M
1
2 3

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NRC
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EOCM
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LN
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ACM
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ECM
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Havens Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Havens Advisors held 71 positions worth $180M, up 40% from $128M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Havens Advisors deployed $45.3M of net new capital in Q3 2013, opening 28 new positions and adding to 6 existing holdings. Its largest new stake was ONYX PHARMACEUTICALS INC: 138,000 shares worth $17.2M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 10% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was DELL INC, an estimated $1.45M trimmed.

  • Havens Advisors's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 138,000 shares worth $17.2M.
  • Havens Advisors added most to NYSE EURONEXT INC in Q3 2013, an estimated $6.96M increase.
  • Havens Advisors's biggest Q3 2013 reduction was DELL INC, cutting an estimated $1.45M.
  • Havens Advisors fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $12.1M.
  • Havens Advisors's ten largest holdings make up 48% of its $180M portfolio in Q3 2013.
  • Havens Advisors opened 28 new positions and closed 21 in Q3 2013.
  • Havens Advisors's portfolio value rose 40% quarter-over-quarter to $180M.

Based on Havens Advisors's 13F filing for Q3 2013, filed 22 Oct 2013.