We are live on ! Find out more
HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+17.55%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$84.6M
AUM Growth
+$1.32M
Cap. Flow
-$5.78M
Cap. Flow %
-6.83%
Top 10 Hldgs %
64.35%
Holding
55
New
11
Increased
6
Reduced
12
Closed
12

Top Buys

Rank Stock Value
1
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$4.74M
2
CONE
CyrusOne Inc Common Stock
CONE
+$4.58M
3
NPTN
NEOPHOTONICS CORP
NPTN
+$3.6M
4
ROG icon
Rogers Corp
ROG
+$3.16M
5
GTS
Triple-S Management Corporation
GTS
+$3.07M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$5.82M
2
PPD
PPD, Inc. Common Stock
PPD
+$4.45M
3
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$3.6M
4
CLDR
Cloudera, Inc.
CLDR
+$2.95M
5
XLNX
Xilinx Inc
XLNX
+$2.78M

Sector Composition

Rank Sector Weight
1 Technology 17.5%
2 Financials 14.64%
3 Healthcare 11.84%
4 Communication Services 9.89%
5 Industrials 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRN
51
DELISTED
Acceleron Pharma
XLRN
– –
-14,000
Closed -$2.41M
TRIL
52
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-109,000
Closed -$1.91M
KDMN
53
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-97,830
Closed -$852K
VEI
54
DELISTED
Vine Energy Inc.
VEI
– –
-30,000
Closed -$494K
CLDR
55
DELISTED
Cloudera, Inc.
CLDR
– –
-185,000
Closed -$2.95M
1 2
3

Similar funds

JI
Jeereddi Investments Los Angeles, California $38.1M AUM 12.15% 1-Year Est. Return
BGP
BrandyTrust Global Partners Hockessin, Delaware $35.4M AUM
NRC
North Run Capital Boston, Massachusetts $43.5M AUM 38.24% 1-Year Est. Return
EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
Axel Capital Management New York $47.4M AUM 2.75% 1-Year Est. Return
CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
Evolution Capital Management Crystal Bay, Nevada $29M AUM 2.56% 1-Year Est. Return

Havens Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Havens Advisors held 55 positions worth $84.6M, up 1.6% from $83.3M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Havens Advisors withdrew a net $5.78M in Q4 2021, closing 12 positions and reducing 12 holdings. Its most notable exit was Kansas City Southern, an estimated $5.82M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Havens Advisors opened a new position in BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) worth $5.19M.

  • Havens Advisors's largest Q4 2021 buy was BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares): 86,870 shares worth $5.19M.
  • Havens Advisors added most to Triple-S Management Corporation in Q4 2021, an estimated $3.07M increase.
  • Havens Advisors's biggest Q4 2021 reduction was Xilinx Inc, cutting an estimated $2.78M.
  • Havens Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $5.82M.
  • Havens Advisors's ten largest holdings make up 64% of its $84.6M portfolio in Q4 2021.
  • Havens Advisors opened 11 new positions and closed 12 in Q4 2021.
  • Havens Advisors's portfolio value rose 1.6% quarter-over-quarter to $84.6M.

Based on Havens Advisors's 13F filing for Q4 2021, filed 31 Jan 2022.