We are live on ! Find out more
HA

Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$83.3M
AUM Growth
-$42.7M
Cap. Flow
-$43.9M
Cap. Flow %
-52.72%
Top 10 Hldgs %
66.69%
Holding
65
New
19
Increased
3
Reduced
9
Closed
21

Top Buys

Rank Stock Value
1
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$3.24M
2
CLDR
Cloudera, Inc.
CLDR
+$2.94M
3
XENT
Intersect ENT, Inc
XENT
+$2.25M
4
VNE
Veoneer, Inc.
VNE
+$1.97M
5
XLRN
Acceleron Pharma
XLRN
+$1.83M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$10M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$9.92M
3
PFPT
Proofpoint, Inc.
PFPT
+$8.69M
4
WORK
Slack Technologies, Inc.
WORK
+$8.14M
5
AJRD
Aerojet Rocketdyne Holdings
AJRD
+$5.05M

Sector Composition

Rank Sector Weight
1 Healthcare 19.88%
2 Industrials 17.4%
3 Technology 13.95%
4 Financials 11.8%
5 Communication Services 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFPT
51
DELISTED
Proofpoint, Inc.
PFPT
– –
-50,000
Closed -$8.69M
MXIM
52
DELISTED
Maxim Integrated Products
MXIM
– –
-95,000
Closed -$10M
LWACU
53
DELISTED
Locust Walk Acquisition Corp. Unit
LWACU
– –
-20,000
Closed -$204K
TLND
54
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-9,000
Closed -$590K
BPY
55
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-10,050
Closed -$190K
HOME
56
DELISTED
At Home Group Inc.
HOME
– –
-55,000
Closed -$2.03M
ALXN
57
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-54,000
Closed -$9.92M
WORK
58
DELISTED
Slack Technologies, Inc.
WORK
– –
-183,790
Closed -$8.14M
CNST
59
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-67,963
Closed -$2.3M
WTRE
60
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-45,000
Closed -$1.57M
PRAH
61
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-19,081
Closed -$3.15M
NAV
62
DELISTED
Navistar International
NAV
– –
-10,000
Closed -$445K
GRA
63
DELISTED
W.R. Grace & Co.
GRA
– –
-11,000
Closed -$760K
ORBC
64
DELISTED
ORBCOMM, Inc.
ORBC
– –
-143,000
Closed -$1.61M
STL
65
DELISTED
Sterling Bancorp
STL
– –
-15,000
Closed -$372K
1 2
3

Similar funds

JI
Jeereddi Investments Los Angeles, California $38.1M AUM 12.15% 1-Year Est. Return
BGP
BrandyTrust Global Partners Hockessin, Delaware $35.4M AUM
NRC
North Run Capital Boston, Massachusetts $43.5M AUM 38.24% 1-Year Est. Return
EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
Axel Capital Management New York $47.4M AUM 2.75% 1-Year Est. Return
CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
Evolution Capital Management Crystal Bay, Nevada $29M AUM 2.56% 1-Year Est. Return

Havens Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Havens Advisors held 65 positions worth $83.3M, down 34% from $126M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Havens Advisors withdrew a net $43.9M in Q3 2021, closing 21 positions and reducing 9 holdings. Its most notable exit was Maxim Integrated Products, an estimated $10M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Havens Advisors opened a new position in HILL-ROM HOLDINGS, INC. worth $3.6M.

  • Havens Advisors's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 24,000 shares worth $3.6M.
  • Havens Advisors added most to IHS Markit Ltd. Common Shares in Q3 2021, an estimated $1.77M increase.
  • Havens Advisors's biggest Q3 2021 reduction was Aerojet Rocketdyne Holdings, cutting an estimated $5.05M.
  • Havens Advisors fully exited Maxim Integrated Products in Q3 2021, selling an estimated $10M.
  • Havens Advisors's ten largest holdings make up 67% of its $83.3M portfolio in Q3 2021.
  • Havens Advisors opened 19 new positions and closed 21 in Q3 2021.
  • Havens Advisors's portfolio value fell 34% quarter-over-quarter to $83.3M.

Based on Havens Advisors's 13F filing for Q3 2021, filed 7 Oct 2021.