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Havens Advisors Portfolio holdings

AUM $39.3M
1-Year Est. Return 80.07%
This Fund
S&P 500
This Quarter Est. Return
+14.44%
1 Year Est. Return
+80.07%
3 Year Est. Return
+460.15%
5 Year Est. Return
+1,430.14%
10 Year Est. Return
–
AUM
$128M
AUM Growth
-$3.38M
Cap. Flow
-$9.19M
Cap. Flow %
-7.16%
Top 10 Hldgs %
66.8%
Holding
62
New
18
Increased
9
Reduced
2
Closed
29

Top Buys

Rank Stock Value
1
WWAV
The WhiteWave Foods Company
WWAV
+$7.27M
2
VA
Virgin America Inc.
VA
+$6.8M
3
LNKD
LinkedIn Corporation
LNKD
+$5.37M
4
MON
Monsanto Co
MON
+$4.54M
5
STJ
St Jude Medical
STJ
+$4.13M

Top Sells

Rank Stock Value
1
MDVN
MEDIVATION, INC.
MDVN
+$11.1M
2
EMC
EMC CORPORATION
EMC
+$7.61M
3
GAS
AGL Resources Inc
GAS
+$7.39M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$4.92M
5
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$4.51M

Sector Composition

Rank Sector Weight
1 Materials 20.24%
2 Healthcare 15.16%
3 Technology 13.12%
4 Communication Services 11.76%
5 Industrials 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDRH
51
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-27,500
Closed -$1.02M
CPXX
52
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-56,128
Closed -$1.69M
HTS
53
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-38,570
Closed -$633K
XNPT
54
DELISTED
XENOPORT, INC.
XNPT
– –
-125,000
Closed -$880K
CPGX
55
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-121,369
Closed -$3.09M
TYC
56
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-110,318
Closed -$4.92M
HOT
57
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-61,034
Closed -$4.51M
CKEC
58
DELISTED
Carmike Cinemas Inc
CKEC
– –
-62,537
Closed -$1.88M
MDVN
59
DELISTED
MEDIVATION, INC.
MDVN
– –
-183,500
Closed -$11.1M
KKD
60
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-50,800
Closed -$1.06M
DWRE
61
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-11,600
Closed -$869K
GAS
62
DELISTED
AGL Resources Inc
GAS
– –
-111,996
Closed -$7.39M
1 2
3

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BGP
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NRC
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EOCM
Energy Opportunities Capital Management Austin, Texas $34.4M AUM 54.2% 1-Year Est. Return
LN
Lewin Nick $31.5M AUM
ACM
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CL
Chubb Ltd Zurich, Switzerland $29.9M AUM 48.89% 1-Year Est. Return
ECM
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Havens Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Havens Advisors held 62 positions worth $128M, down 2.6% from $132M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Havens Advisors withdrew a net $9.19M in Q3 2016, closing 29 positions and reducing 2 holdings. Its most notable exit was MEDIVATION, INC., an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 20% of assets, up from 12% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Havens Advisors opened a new position in The WhiteWave Foods Company worth $7.18M.

  • Havens Advisors's largest Q3 2016 buy was The WhiteWave Foods Company: 132,000 shares worth $7.18M.
  • Havens Advisors added most to Virgin America Inc. in Q3 2016, an estimated $6.8M increase.
  • Havens Advisors's biggest Q3 2016 reduction was Humana, cutting an estimated $3.47M.
  • Havens Advisors fully exited MEDIVATION, INC. in Q3 2016, selling an estimated $11.1M.
  • Havens Advisors's ten largest holdings make up 67% of its $128M portfolio in Q3 2016.
  • Havens Advisors opened 18 new positions and closed 29 in Q3 2016.
  • Havens Advisors's portfolio value fell 2.6% quarter-over-quarter to $128M.

Based on Havens Advisors's 13F filing for Q3 2016, filed 13 Oct 2016.